- Intuit (Los Angeles, CA)
- …compliance team within Compliance that is in the overall Legal organization. The AML compliance program is global and covers the breadth of the AML ... a fast-paced environment then come join our team! The AML Program Governance Manager will report to...will report to the Bank Secrecy Act (BSA) / AML Compliance Officer for Intuit and will… more
- Deloitte (Costa Mesa, CA)
- …issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML , you will have the opportunity to be on the forefront ... data analytics and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams.… more
- City National Bank (Los Angeles, CA)
- … AML Technology implementation + Preferred working experience with tech vendors in AML /Financial Crime, risk and compliance + Preferred at least five years in ... **RISK MANAGER KYC OPERATIONS BIS** **WHAT IS THE OPPORTUNITY?**...FCC, Operational and Enterprise Risk Management teams, and Regulatory Compliance . The successful candidate will be highly skilled in… more
- City National Bank (Los Angeles, CA)
- … Manager , this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing ensuring that ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- City National Bank (Los Angeles, CA)
- …Act. This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as ... ** MANAGER III OPERATIONS** **WHAT IS THE OPPORTUNITY?** Responsible...function. Responsible for all projects assigned to operational department, compliance related activities and serves as subject matter expert… more
- Bank of America (Los Angeles, CA)
- …various business partners across the market: treasury, credit, fulfillment operations, GBAM AML , and GFC/ Compliance . + Manages operational excellence to include ... Business Control Manager - Global Commercial Banking Los Angeles, California;Walnut...leadership to the Onboarding Specialist team responsible for domestic KYC/ AML and new account openings. The role manages across… more
- Banc of California (Huntington Beach, CA)
- …support, affordable housing, and more **JOB SUMMARY:** The Branch Operations Manager is responsible for delivering an exceptional customer experience and providing ... focus and motivation to achieve branch excellence. Supports the Branch Manager in achieving superior financial results and expanding existing relationships.… more
- Banc of California (Santa Ana, CA)
- …support, affordable housing, and more. **Job Summary** The SVP, Operational Risk Data Manager will partner with the Chief Data Officer to lead governance activities ... standards are in place for data stewardship to support quality management and compliance . + Develop detailed project plan that define the project scope objectives,… more
- Comerica (El Segundo, CA)
- …provides back-up management support to BDS National client Services and Operations Manager . Risk and compliance management * Including application ownership. * ... Manager of BDS Operations This position oversees the customer service, operational...Act in capacity of AML Risk Liaison. * Responsible for legal and… more
- Citigroup (Fountain Valley, CA)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... limited to Lending Consultants and Financial Advisor, Small Business Partners, Relationship Manager , etc.) + Organize client events to enhance client bonding. +… more
- City National Bank (Los Angeles, CA)
- ** MANAGER OF AUDIT I** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Banc of California (Brea, CA)
- …affordable housing, and more. **JOB SUMMARY:** The VP, HOA Account Servicing Manager is responsible for HOA Account Servicing team performance, goals and overall ... ensure consistency/quality of processes. + Interact with business partners including Relationship Manager Team Leads and other managers by partnering with them to… more
- Banc of California (Santa Ana, CA)
- …Technology department SOX narrative administration and the monitoring of IT's compliance with those controls, including development and tracking of the ... procedures. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Banc of California (Santa Ana, CA)
- …and 4 Technical Review criteria. Appraisal report weaknesses and/or areas of non- compliance will be surfaced, and either reconciled with the appraiser, resulting in ... 3 and 4 Technical reviews on commercial appraisal reports to ensure compliance with USPAP, FIRREA, interagency regulations, company policies and department standards… more
- Citigroup (Fullerton, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists, Portfolio… more
- Banc of California (Santa Ana, CA)
- …operates. **Responsibilities** + Ensure assigned loans are boarded and funded in compliance with department service level agreements. + Process incoming and outgoing ... + Research and analyze problems and provide resolutions in a timely manager . + Process transactions for special assets loans, such as non-accrual, delinquent… more
- Banc of California (Wilmington, CA)
- …accounts. + Researches and resolves cash differences. + Coordinates with Branch Manager regarding responses for independent third party and regulatory audits of the ... + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain… more
- Banc of California (Santa Ana, CA)
- …and Analysis using QRM/Empyrean system. + Run/review reports and assist ALM Manager with monthly report packages. + Conduct system maintenance to ensure system ... analysis + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Banc of California (Santa Ana, CA)
- …duties. + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more