- Cathay Bank (Los Angeles, CA)
- …quality and minimize risk and potential loss to the Bank.Ensure compliance with Bank, regulatory , and credit requirements with emphasis on best-in-class ... of such portfolio.Review to ensure each credit is properly risk rated based on the Bank's risk ...servicing.Strong knowledge and understanding of commercial and specialty group banking products and services with a demonstrated ability to… more
- Cathay Bank - Headquarters (Los Angeles, CA)
- …quality and minimize risk and potential loss to the Bank.Ensure compliance with Bank, regulatory and credit requirements with emphasis on best-in-class ... of such portfolio.Review to ensure each credit is properly risk rated based on the Bank's risk ...strong knowledge and understanding of commercial and specialty group banking products and services and have demonstrated ability to… more
- Enterprise Bank & Trust (Anaheim, CA)
- …and referring opportunities to other Bank solution partners. Ongoing credit monitoring and risk rating management will be essential to mitigate risk consistent ... service.Support the Bank's RM/BDOs in cross-selling deposit, treasury management, private banking , card services, wealth and other bank services as an additional… more
- Grant Thornton LLP (Los Angeles, CA)
- As a Banking Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- City National Bank (Los Angeles, CA)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... regulations; and ensuring controls are in place to mitigate regulatory compliance risk . This role...compliance monitoring and testing. The Manager of Commercial Banking Compliance will research regulatory … more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Los Angeles, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... join the 2025 Summer Internship, Early Careers - Commercial Banking . Learn more about the career areas and lines...manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the… more
- Wells Fargo (Huntington Beach, CA)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Senior Small Business Banking Relationship Manager (LO) to be part of our...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Long Beach, CA)
- …the Safe Act. + Working knowledge of Bank operations, policies and procedures and regulatory compliance . + General knowledge of Bank products and services + Good ... closes loan transactions, ensures conformance with Bank policy and regulatory requirements. Exercises sound credit and risk ...risk factors. **Must-Have + Minimum 10 years of banking experience required. + Minimum 8 years of commercial… more
- MUFG (Los Angeles, CA)
- …by management. Ensure adherence to all bank policies and procedures relative to Regulatory Compliance as required. + Perform and coordinate other duties and ... servicing existing portfolio as Marketing Officer (MO), + Developing banking business with new and existing customers, and +...and conditions for maximizing profitability as well as minimizing risk . + Support RMs by acting as their liaison… more
- BMO Financial Group (Rowland Heights, CA)
- …robbery, counterfeiting, money laundering, or defalcation. + Adheres to business banking lending processes, policies, procedures, legal, regulatory , audit, and ... **To Boldly Grow the Good in Business and Life.** Our Business Banking Relationship Managers provide technical expertise for proactive credit analysis, structuring,… more
- MUFG (Los Angeles, CA)
- …to resolve client inquiries. + Ensure policy guidelines are followed to mitigate risk and compliance issues. + Demonstrate a commitment to, implement, and ... anti-money laundering (AML), Bank Secrecy Act (BSA), and other relevant operational, compliance and other risk management-related requirements as appropriate. +… more
- MUFG (Los Angeles, CA)
- …capital markets bookrunner, with an uninterrupted 30+ year track record of banking the most active utilities, independent power producers and renewable energy ... part of the Power & Utilities team, the Global Corporate and Investment Banking Analyst ("Analyst") will assist in the management of major client relationships by… more
- City National Bank (Los Angeles, CA)
- …with business units and support groups (eg, Operations, branches, treasury management, Compliance , product, and risk management) to provide effective and ... **COUNSEL- BANKING OPERATIONS** **WHAT IS THE OPPORTUNITY?** City National...efficient legal, transactional and regulatory guidance. + Conduct legal research on statutes and… more
- Bank of America (El Segundo, CA)
- …+ Credit Documentation Requirements + Pipeline Management + Referral Management + Regulatory Compliance + Risk Management **Minimum Education Requirement:** ... Business Banking Sr Relationship Manager - El Segundo, CA...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- BMO Financial Group (Sherman Oaks, CA)
- …syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Fosters a culture aligned to ... Oaks. The ideal candidate will have a Commercial and/or Corporate Banking Background focusing originating and managing relationships with companies generating… more
- City National Bank (Los Angeles, CA)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... ** REGULATORY RELATIONS CONSULTANT** **WHAT IS THE OPPORTUNITY?** Responsible...-facing role + Minimum 8 years of experience in banking operations, compliance and/or risk … more
- City National Bank (Los Angeles, CA)
- …other 2nd line risk partners to include FCC, Operational and Enterprise Risk Management teams, and Regulatory Compliance . The successful candidate will ... pertains to KYC operations. + Work in conjunction with Regulatory Compliance , Legal and other departments to...risk and control management in a financial or banking institution + Minimum 7 years of overall operational… more
- MUFG (Los Angeles, CA)
- …and global markets teams to seamlessly deliver debt financing and risk management solutions for clients across markets. **Responsibilities Include:** + Contribute ... including reviewing market studies, engineering reports, environmental and social risk reports, financial models, financial statements, client and counterparty… more
- BMO Financial Group (Downey, CA)
- …Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. Commercial Credit experience a plus! ... maturity report research. + Identifies, records and escalates any potential risk issues and recommends workflow process alternatives. + Investigates, recommends… more
