- EverBank (Irvine, CA)
- ** Compliance Officer - Bank ** The Compliance Officer implements broader planning for business unit compliance programs in order to ensure ... organization functions are in compliance with all relevant laws, regulations, and policies and...large projects and processes to identify, investigate, and report compliance risks. This job also provides recommendations for policy… more
- City National Bank (Los Angeles, CA)
- ** COMPLIANCE OFFICER SENIOR** **WHAT IS THE...and quality of records. + Comply fully with all Bank Compliance policies and procedures as well ... OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas... team with oversight of periodic analysis of the Bank 's portfolios, assisting business areas to implement corrective actions… more
- Federal Reserve Bank (Los Angeles, CA)
- **Company** Federal Reserve Bank of San Francisco Our police officers serve as the face of the SF Fed, both as frontline defenders in our five locations and ... to provide a safe and secure environment for people at the Federal Reserve Bank while also safeguarding the Federal Reserve Bank facilities, operations, and… more
- City National Bank (Beverly Hills, CA)
- …risk classification, loan structure, collateral analysis and pricing in adherence to bank policies.The Chief Business Line Lending Officer is responsible for ... **CHIEF BUSINESS LINE LENDING OFFICER , Entertainment** **- Beverly Hills, CA., Los Angeles,...underwriting and approval process to ensure quality, consistency and compliance with the Bank 's underwriting standards. +… more
- City National Bank (Los Angeles, CA)
- …- WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ") to ensure the ... of City National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions, and related regulations… more
- Enterprise Bank & Trust (Los Angeles, CA)
- …the marketplace. + Ensure that all activities and work functions comply with compliance requirements, as defined in bank policies and procedures, sate/federal ... shareholder value. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate… more
- Bank of America (Los Angeles, CA)
- …an impact, along with the power to make a difference. Join us! **Settlement Officer (Estate), Private Bank -** Accountable for managing and settling the smaller ... Settlement Officer II (Estate) Los Angeles, California **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives… more
- City National Bank (Los Angeles, CA)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... and effectiveness of credit risk management processes of the Bank . CRR also serves as an internal advisor to...Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and procedures, loan weaknesses so… more
- US Bank (Los Angeles, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...has a great opportunity for an experienced Credit Approval Officer to support our Business Banking organization. This individual… more
- City National Bank (La Palma, CA)
- …experience in branch operations required **Skills and Knowledge** + Strong knowledge of Bank policies and procedures and regulatory compliance . + Good knowledge ... **CLIENT OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Assists the...the branch. * Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and… more
- City National Bank (Los Angeles, CA)
- …presented under letters of credit to ensure that they are in strict compliance Bank policies, procedures, and International Standby Practices or Uniform Customs ... **LETTERS OF CREDIT OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The colleague...of credit to ensure that they are in strict compliance Bank policies and procedures, or Uniform… more
- City National Bank (Los Angeles, CA)
- …lagging performance indicators. + Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and other senior bank management. + Front Line ... **CREDIT RISK REVIEW OFFICER RETAIL CREDIT RISK 2LOD** **WHAT IS THE...THE OPPORTUNITY?** Responsible for ensuring the accuracy, completeness, and compliance of the mortgage and HELOC files in the… more
- City National Bank (Los Angeles, CA)
- …and lagging performance indicators. Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and other senior bank management. + Front ... **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS...structures that increase credit risk or are non-compliant with bank policy including the appropriateness/accuracy of the individual credit… more
- City National Bank (Los Angeles, CA)
- …IS THE OPPORTUNITY?** This position will work directly with the City National Bank ("CNB") Business Control Officer ("BCO") and Senior Business Control Manager ... + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits. + Act as a… more
- Banc of California (Wilmington, CA)
- …equivalent required. Work related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. + Bachelor's ... **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of… more
- MUFG (Los Angeles, CA)
- …(AML), Bank Secrecy Act (BSA), and other relevant operational, compliance and other risk management-related requirements as appropriate. + Further a culture ... will provide more details. **Position Summary:** The Client Service Officer will act as a point of contact for...discipline, which includes, but is not limited to, maintaining compliance with Bank and business process-related policies… more
- Citigroup (Woodland Hills, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via our Citibank branches… more
- Citigroup (Anaheim Hills, CA)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... relationships (Realtors, CPA's, Builders, etc). to drive mortgage business into the bank . + Appropriately assess risk when business decisions are made, demonstrating… more
- HSBC (Irvine, CA)
- …not expected to provide securities recommendations to clients. As the Wealth Relationship Officer , you will: + Provide high quality sales support to an individual or ... pertinent regulations affecting their delivery + Previous experience in Retail/Premier Bank sales preferred + Understanding of core products, Premier proposition,… more
- BMO Financial Group (Downey, CA)
- …Middle Market Team!! Ideal candidate facilitates growth initiatives for the Bank through significant business development and excellent management of key client ... required internal control standards, including adherence to audit, regulatory and compliance policies. Commercial Credit experience a plus! + Acts timely,… more