- Wells Fargo (Irvine, CA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. ... to management for review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to… more
- Comerica (Costa Mesa, CA)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... listed below. Assists with the opening and maintenance of client accounts and records. Ensure completion of all paperwork...Provide accurate, timely and courteous responses to clients. Organize client files and set up systems to assist Financial… more
- Ankura (Los Angeles, CA)
- …requirements and will keep clients abreast of regulatory changes. We are seeking a Senior Associate , License Maintenance, to join the team. Ideally this role ... research as needed; May require reviewing work conducted by Associate . + Participation in state license maintenance, exam support,...under the direction of project lead; + Supporting the client base and team on state regulatory, exam and… more
- Aristotle Capital Management (Los Angeles, CA)
- …research, investment management and client success. What You'll Do The Senior Associate is responsible for the end-to-end production, maintenance, and ... to reduce key person risk. + Partner proactively with senior Sales Leaders and Client Portfolio Managers...affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act of 1940, as… more
- Ankura (Los Angeles, CA)
- …significant portion of all licensed US money transmitters. We are seeking a Senior Associate , Licensing Acquisition, to join the team. Ideally this role ... additional research as needed; May require reviewing work conducted by Associate . + Participation in state money transmission license acquisition including… more
- Aristotle Capital Management (Newport Beach, CA)
- … client success. What You'll Do This individual will work in conjunction with senior client facing sales professionals to help facilitate all aspects of new ... client onboarding and current client retention and...affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act of 1940, as… more
- City National Bank (Los Angeles, CA)
- *BUSINESS DEVELOPMENT OFFICER ASSOCIATE * WHAT IS THE OPPORTUNITY? Responsible for identifying and acquiring individual and corporate prospective clients for CNB. ... all calling activity in SalesForce and provides reports to Senior BDO Team Lead in an accurate and timely...Licensing Act of 2008" (Safe Act) and must be registered /licensed with the "Nationwide Mortgage Licensing System and Registry";… more
- PNC (Los Angeles, CA)
- …to contribute to the company's success. As a Capital Markets Associate Director - Structuring/Originations within PNC's Public Finance organization, you will ... related to capital markets transactions to manage and develop client relationships directly and as part of deal teams....our more complex clients. + Works with management and senior members of the team to identify and suggest… more
- SMBC (Los Angeles, CA)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... regulatory interactions and exam management for US regulators. The Regulatory Officer, Associate works with the Regulatory Relations team to implement and execute… more
- Stantec (Pasadena, CA)
- …approve all invoices and change orders associated with the project. - Reports to Senior Associate . - Assist in developing new work opportunities and building ... environment. We thrive on collaboration with cross-functional teams and a client -focused environment. With our emphasis on sustainability, resiliency, and community,… more
- Compass Group, North America (Fountain Valley, CA)
- …company is a division of Compass Group and has more than 1,200 registered dietitians, 300 executive chefs, and 17,000 professional food service team members. **Job ... operational strategy, talent development, service delivery, financial performance, and client partnerships - no travel required. Key Responsibilities + Lead,… more
- Gavin de Becker & Associates (Los Angeles, CA)
- …working as an Emergency Medical Technician (NREMT), a Paramedic (NREMT-P) or a Registered Nurse (RN). Equivalent military medical experience is also accepted such as ... clients and become subject-matter experts for specific assignments + Collaborate with senior leadership on high-level decisions + Plan shift schedules and make… more