- Fidelity Investments (Jersey City, NJ)
- Job Description:The RoleWe are looking for a dedicated Compliance Advisor , who among other responsibilities will help the development of digital asset AML policies, ... more
- JPMorgan Chase (New York, NY)
- …are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of FINRA and SIPC. Annuities are made available ... more
- JPMorgan Chase (New York, NY)
- …are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of FINRA and SIPC. Annuities are made available ... more
- Raymond James Financial, Inc. (New York, NY)
- …of a comprehensive compliance program with focus on Equity Research and Investment Banking matters. Offers broad exposure across all business lines, playing a ... more
- Citigroup (New York, NY)
- …directly by the candidate, function as the primary client contact and trusted investment advisor for clients, including direct selling , determining suitability, ... more
- Truist (New York, NY)
- …deepen, grow and retain client relationships by providing distinctive and personalized investment advice, covering a wide range of products and solutions that are ... more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …to identify client goals and tolerances. * Assists with developing individualized client investment strategy for Financial Advisor . * Responds to inquiries from ... more
- JPMorgan Chase (New York, NY)
- …+ Establish collaborative working relationships with the Client and Consultant Advisor teams, investment teams, research, portfolio managers, investor relations, ... more
- JPMorgan Chase (New York, NY)
- …are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor , member of FINRA and SIPC. Annuities are made available ... more
- Citizens (Long Island City, NY)
- …retain and acquire new clients through being the single point of contact for investment needs. The Virtual Financial Advisor will be required to maintain ... more
- Paychex (Manhattan, NY)
- …appointments and visiting potential and current referral sources, specifically the financial advisor channel and registered investment advisor community to ... more
- JPMorgan Chase (Jersey City, NJ)
- …laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor , broker-dealer and fiduciary activities. + Knowledge of various ... more
- Bank of America (New York, NY)
- … Investment Manager is responsible for defining and owning the Financial Advisor (s) and/or Advisor Team(s) overall investment management philosophy ... more
- Charles Schwab (Jersey City, NJ)
- …to support the technology needs of Schwab Asset Management (SAMS) which is the investment advisor for Schwab's proprietary mutual funds, referred to as the ... more
- JPMorgan Chase (New York, NY)
- …you will actively engage in maintaining and developing relationships between the investment team, the Client and Consulting Advisor teams. You will ... more
- Bank of America (New York, NY)
- Financial Solutions Advisor Stage I - Registration Candidate - Consumer Investment - Third Avenue and 42nd Street Financial Center New York, New York **Job ... more
- CIBC (New York, NY)
- …controls in meeting regulatory compliance. Areas of coverage include: + SEC- registered investment advisor , + OCC regulated trust company, + SEC registered/FINRA ... more
- Citigroup (New York, NY)
- …controlling counterparty risk for Real Money Funds clients including pension funds, investment advisor as agent, asset management companies, foundations, and ... more
- BlackRock (New York, NY)
- …**Primary Responsibilities:** + Develop deep relationships across all aspects of an advisor 's business + Deliver fiduciary and investment insights through ... more
- Bank of America (New York, NY)
- Merrill Financial Solutions Advisor - Park Ave Market New York, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... more
