• Compliance Manager

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …skills obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements ... Abilities** **Knowledge of:** * Federal Reserve Bank Regulations governing Financial Holding Companies and Bank Holding...securities industry and/or banking compliance reviews. * Compliance and legal procedures in the financial more
    Raymond James Financial, Inc. (09/19/24)
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  • Senior Manager , Supervision- Governance…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Department Overview:** Raymond James Financial is a diversified holding company based in Florida and headquartered in Saint Petersburg, FL. The ... company provides financial services to individuals, corporations, and municipalities through its...and continuing education options. **Job Summary:** As a Senior Manager , you will use your extensive knowledge and skills… more
    Raymond James Financial, Inc. (08/21/24)
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  • Manager , Supervision- Onboarding (Hybrid)

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered in St. Petersburg, FL. Raymond ... developmental programs, mentorships, and continuing education options. **Job Summary** Raymond James Financial Private Client Group is hiring a Manager within… more
    Raymond James Financial, Inc. (07/30/24)
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  • Manager , Supervision- Investment Advisory…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered in St. Petersburg, FL. Raymond ... James provides financial services to individuals, corporations and municipalities through its...as firm policies and procedures governing advisory accounts. The Manager for this team would be expected to have… more
    Raymond James Financial, Inc. (08/17/24)
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  • Vice President, Operations | Non- Financial

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …client group management to identify and implement solutions. + Monitors regulatory compliance with internal and external groups including auditors, FINRA, IRS, SEC ... additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and resolve issues. +… more
    Raymond James Financial, Inc. (09/14/24)
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  • Assistant Event Operations Manager

    Marriott (Sarasota, FL)
    …the kitchen. Maintains cleanliness of work areas throughout the day. Supports compliance with brand standards and legal obligations. Supports and leads shift teams ... trains staff in processes. Assists more senior managers in completion of financial and administrative duties. Strives to continually improve guest/event and employee… more
    Marriott (09/12/24)
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  • Senior Advisor, Supervision Governance (Remote…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Department Overview:** Raymond James Financial is a diversified holding company based in Florida and headquartered in Saint Petersburg, FL. The ... company provides financial services to individuals, corporations, and municipalities through its...advisor, you will support the Supervision Business Unit Risk Manager (BURM) by focusing on issues management activities, maintaining… more
    Raymond James Financial, Inc. (08/21/24)
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