- Raymond James Financial, Inc. (St. Petersburg, FL)
- …guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... testing, audit practices and applicable US broker-dealer and registered investment adviser regulatory requirements and controls to work closely...and controls to work closely with senior members of Compliance and business management in a … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Bank of America (Sarasota, FL)
- … investment strategies, expanding the business and delivering investment management services, risk management , compliance , coaching and developing all ... Market Investment Executive Tampa, Florida;Sarasota, Florida; Naples, Florida; Orlando,...strategic growth priorities, in addition to supporting the Client Management Process (CMP) to deliver a Branded Client Experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and teams. * Reports compliance program status and activities to compliance and business management . * Manages external compliance examinations, ... identifies corresponding client disclosures. * Provides support to business, compliance , and legal stakeholders on disclosure inventory questions, disclosure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities are commensurate with the level of risk. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that apply across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …oversight and management . * May coach, train, and mentor other Compliance associates. * May assist with developing and implementing continuing education and ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …development programs. * Works in partnership with key parties within Divisional Management , Supervision, and other areas within compliance to address escalation ... education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed branch… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reinforcing trust and collaboration. * Conducts detailed financial analysis to support investment decisions and portfolio management . * Identifies and mitigates ... or regulatory agreements. * Conducting detailed financial analysis to support investment decisions and portfolio management . * Developing and implementing… more
- Bank of America (Sarasota, FL)
- … Manager Sarasota, Florida;Naples, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the firm's registration metrics to drive key business decisions. Works closely with manager on developing and improving compliance monitoring by analyzing trends ... reports. * Investigating compliance irregularities. * Providing support for compliance efforts. * Excellent organizational and time management skills. *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices in multi-family real estate operations, including property inspections, leasing, management , maintenance, and regulatory compliance . * Knowledge of ... optimize performance and meet benchmarks, including monitoring and overseeing property management operations. With a strategic focus on driving profitability and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management . The Supervision department partners closely with the business...Raymond James Financial Private Client Group is hiring a Manager within the Advisor Onboarding Supervision team to manage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …headquarters or our New York City office. **Job Summary:** As a Project Manager supporting the Global Equities and Investment Banking (GEIB) Technology division ... at Raymond James, the Project Manager will assist in the managing of large and/or...complex GEIB projects, with a strong focus on prioritizing Investment Banking (IB) initiatives - which provides strategic advisory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …municipalities through its subsidiary companies. These subsidiaries are primarily involved in investment and financial planning, as well as capital markets and asset ... management . The Supervision department partners closely with the business...and continuing education options. **Job Summary:** As a Senior Manager , you will use your extensive knowledge and skills… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology teams during the design and testing of new fraud models. ... direction, support the development of enterprise-wide fraud analytics capabilities. The Manager , Fraud Analytics, will assist in the creation, refinement, and… more
- Healthcare Services Group, Inc. (Sarasota, FL)
- …your earnings anytime through PNC EarnedIt. + Employee Stock Purchase Plan - Investment opportunity available to all eligible employees after two years of service. + ... opportunities to see you succeed! Position Summary + Department Manager - Manages the food service program in a...report format to be delivered to HCSG and Facility management . + Training - Responsible for all training, quality… more
- TD Bank (St. Petersburg, FL)
- …role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Store Manager I develops, leads and contributes to the growth and profitability of ... our Consumer Business through the management of a Store portfolio including deposits, loans, fees...to acquire and deepen customer relationships to drive deposits, investment and loan growth + Partners with Specialists to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …independence, this role utilizes a deep understanding of bank regulatory compliance subject matter and audit skills acquired through education, experience, ... certification to lead Raymond James Financial Internal Audit coverage of bank regulatory compliance for Raymond James Bank. The Internal Auditor will lead a team,… more
- Healthcare Services Group, Inc. (Bradenton, FL)
- …your earnings anytime through PNC EarnedIt. + Employee Stock Purchase Plan - Investment opportunity available to all eligible employees after two years of service. + ... opportunities to see you succeed! Position Summary Our exciting Manager -In-Training (MIT) program gives you the opportunity to learn...report format to be delivered to HCSG and Facility management . + Training - Learning to be responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …but not required * Series 7 strongly preferred **Job:** Investment Management **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** ... at Raymond James. This position will work within the Investment Solutions group within Global Wealth Solutions and will..., collaborate with Cross Border strategy & supervision and compliance to support risk management in pricing… more