• Manager , Compliance - PCG

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Responsibilities:** * Monitors and reviews branch exams conducted by the PCG Branch Exam team. * Performs management activities including identifying ... through education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed … more
    Raymond James Financial, Inc. (09/19/24)
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