- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** Responsibilities: Deliver audit assignments in nominated client areas. Develop individual audit plans and detailed scope, deliver the ... fieldwork, report findings and opinions, agree on corrective actions with auditees, and refer serious or contentious issues to the lead auditor. Contribute to the development and delivery of financial policies, guidelines, and protocols to ensure the company… more
- TD Bank (Tampa, FL)
- …given audit and provide coaching and feedback on performance throughout the audit + Evaluates internal and external risks for assigned business lines and/or ... business while conducting audits + Consult assigned lines of business (trusted advisor ) for audit + Deliver CSI and follow up as appropriate + Strong influencing… more
- Truist (Tampa, FL)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... * Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive...* Establish and maintain mutually beneficial business relationships with internal and external centers of influence such as the… more
- PNC (Tampa, FL)
- …Accuracy and Attention to Detail, Anti-money Laundering Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls, ... the company's success. We are looking to hire a Sanctions Senior Advisor within PNC's Independent Risk Management (IRM) Bank Secrecy Act (BSA)/Anti-Money Laundering… more
- USAA (Tampa, FL)
- …with Compliance and Risk Management, as well as Business Operations, IT, Audit Services, and Regulators to support risk and compliance-based initiatives. Responsible ... effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring of… more
- Citigroup (Tampa, FL)
- …in partnership with multiple segments such as Compliance, Operations, Technology, Risk, Audit , and key business stakeholders at all levels of management. This role ... annual FATCA responsible officer certification program. + Research and respond to internal day-to-day questions from lines of businesses (eg, questions regarding tax… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …meeting agendas and meeting minutes. + Assists in responding to regulatory, internal audit and/or compliance requests, when appropriate + Coordinates pre-vetting ... of policies, procedures or any other applicable document. + Performs administrative tasks related to procedure implementation, such as posting and editing documents in firm repositories. + Provides reporting and/or status updates related to procedures. + May… more
- Acosta Group (Tampa, FL)
- …& Onboarding Compliance: Collaborate with talent acquisition and IT partners to audit and enhance applicant tracking systems and related processes to ensure ... narrative plans, data analysis for goals and utilization, program management, internal audits, and coordination with HR partners. Collaborate with business leaders… more
- Deloitte (Tampa, FL)
- …collaborating with colleagues across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in the team's success and ... Federal C&I engagements related to sustainability and ESG, including programs under the Internal Revenue Code ("IRC"), such as: + IRC section 45Q Carbon Capture Tax… more
- Deloitte (Tampa, FL)
- …collaborating with colleagues across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in the team's success and ... Federal C&I engagements related to sustainability and ESG, including programs under the Internal Revenue Code ("IRC"), such as: + IRC section 45Q Carbon Capture Tax… more
- MUFG (Tampa, FL)
- …act with integrity + Iterative problem-solving + Serving as a trusted advisor + Excellent communication, presentation, and influencing skills and ability to manage ... 2-4 years' experience in Application Development (SDLC), risk & control or audit function WORK EXPERIENCE + Experience with risk metrics definition and… more
- Deloitte (Tampa, FL)
- …collaborating with colleagues across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in the team's success and ... flip + Sale-leaseback + Pass-through lease + Maintain and develop strong internal and client relationships + Demonstrate sound judgment and a quality-first mentality… more
- Deloitte (Tampa, FL)
- …collaborating with colleagues across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in the team's success and ... flip + Sale-leaseback + Pass-through lease + Maintain and develop strong internal and client relationships + Demonstrate sound judgment and a quality-first mentality… more
- Deloitte (Tampa, FL)
- …collaborating with colleagues across all member firms - Tax, Advisory, Consulting, and Audit and Assurance. The ideal candidate is invested in the team's success and ... potential benefit and eligibility requirements + Maintain and develop strong internal and client relationships + Leveraging your extensive technical skills developed… more
- Citigroup (Tampa, FL)
- …oversight on controls and manage control initiatives to improve the health of internal controls and the control environment. + Partner with Finance Controllers to ... and gaps; provide expert guidance on remediation actions. + Wok as trusted advisor to Finance Controllers on formulating actions to mitigate risks and remediate… more
- Citigroup (Tampa, FL)
- …in India. Sales, Trading, business and client counterparts are scattered globally with key internal stakeholders in London and New York. As part of the remit, the ... Engagement:** + Acting as key point of contact for Brokerage across internal and external stakeholders and Markets Operations + Continuous engagement and face… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Key point of contact to respond to applicable regulatory inquiries, compliance testing, and internal audit . + Uses metrics data and quality assurance feedback to ... the leader will be responsible for maintaining extensive contact with internal customers to identify, research, analyze, and resolve complex supervisory issues.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Key point of contact to respond to applicable regulatory inquiries, compliance testing, and internal audit . + Uses metrics data and quality assurance feedback to ... the leader will be responsible for maintaining extensive contact with internal customers to identify, research, analyze, and resolve complex supervisory issues.… more
- Deloitte (Tampa, FL)
- …proposed solutions. The team Our Finance and Performance team works as a trusted advisor to CFOs, COOs, CIOs, and key executives. We advise, implement, and deliver ... large or boutique consulting firm, or serving as an internal consultant within industry * Implementation experience with Oracle...Oracle EPM tools that enable compliance checks and process ( Audit Logs, SOX, etc.) * Relevant knowledge or experience… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …investment risks within client portfolios + Partner closely with Compliance and Internal Audit to identify and remediate opportunities for improvement + ... for effectiveness in achieving specified results. Extensive contact with internal and external customers is required to identify research,...that embrace the firms core values and collaborate with advisor and their clients + Foster a culture of… more