- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance ... and guidelines as well as firm policies governing advisory accounts. An Advisor , general investment advisory is expected to conduct reviews which… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...+ Monitors and keeps up to date with applicable securities/ advisory regulations. + Interprets, applies and recommends changes to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Supervision management team and participates in all the Division Supervision management meetings regarding strategies, advisor communications, policies and ... **Job Description** **Job Summary:** The Division Supervision Manager is responsible for a wide variety...and industry rules and regulations. + Strong foundation in investment concepts, practices and procedures used in the securities… more