- MyFlorida (Tampa, FL)
- REGULATORY SPECIALIST I - 79001387 Date: Mar 20, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... . Requisition No: 849323 Agency: Business and Professional Regulations Working Title: REGULATORY SPECIALIST I - 79001387 Pay Plan: Career Service Position Number:… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …other monthly general ledger closing procedures. * Responds to internal/external auditor issues and problems. * Assists in the administration of the organization's ... statements. * Analyzes securities trading clearance procedures. * Researches issues regarding application of generally accepted accounting principles (GAAP) to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reports, electronic communication, spreadsheets, and databases. **Ability to:** + Explain complex regulatory and compliance risks and issues to stakeholders. + ... and/or specialized training in financial services industry information and records management compliance to support the firm's overall efforts to manage information… more
- Deloitte (Tampa, FL)
- …Deloitte Tax LLP works with clients to address a range of critical issues brought on by regulatory changes, competition, globalization, advances in technology, ... mentoring teams, and advising on important tax and business issues ? If you're a leader who wants to develop...to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office departments and the branch offices to research and resolve escalated issues regarding clients' accounts communicated via phone, correspondence , email and ... branch offices and Financial Advisors in researching and resolving escalated issues . Recommends solutions to moderately complex problems. Extensive contact with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and firm policies and procedures. Escalates and partners with senior advisors and management team for highly sensitive or complex issues . Some guidance is ... Summary:** The Communications Review Team consists of the advertising, hard copy correspondence review, social media and e-mail review teams. The advisor for this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …affiliated financial advisors within a defined territory; oversees compliance and regulatory management , proactively mitigates risks, identifies areas of ... and procedures related to revenue growth by facilitating practice management and recruiting strategies within an assigned region. Provides...concerns and handles day to day issues as they arise to include sales supervision, disciplinary… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with a large degree of autonomy in partnership with financial advisors, senior management , branch management , and other firm stakeholders to execute on ... is required. Must work closely with other stakeholders, including senior division management to communicate successes, concerns and challenges that arise with aging… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …related databases and 3rd party applications. + Researches and corrects Asset Management Services portfolio rebalance issues . + Produce, update, and provide ... + Establishes and maintains periodic orders. Resolves periodic order issues , cancels and corrects as needed. + Ensures trades...and procedures are adhered to, and that the firm's regulatory obligations are met. + Processes various trade related… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reports for complex business units (in compliance with GAAP, SEC, and regulatory requirements). Works with Technology department and business stakeholders to ensure ... Resolves and recommends solutions to complex problems. Regular contact with senior management and other internal customers is required to identify, research, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized training and/or certification in securities and/or banking industry to mitigate regulatory , litigation and reputation risk to the firm as it relates to ... addressing client grievances and regulatory inquiries. Works independently on difficult assignments that are...reports. + Acts as liaison between department and Divisional Management , Sales & Supervision and other parties to communicate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with Senior Managers and other internal clients to identify, research and resolve issues based on complex business needs and regulatory changes. + Performs ... members to provide ideas, support and resolution to complex problems. Works with management to contribute strategic direction on operational needs of the growing ECM… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …filings and other financial analysis reports, to analyze SEC reporting related issues and disclosure requirements, and work with auditors. Limited guidance is ... Resolves or recommends solutions to complex problems. Regular contact with senior management and other internal customers is required to identify, research, and… more
- Pike Corporation (Lutz, FL)
- …on transmission line engineering issues , and modify design to solve issues during construction + Provide general project management capabilities to ... of work activities. Thorough, timely, and accurate technical reports, correspondence , documentation, calculations, and sketches. Continuous improvement of job-related… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …unusual transaction and accounting discrepancies. + Preparing financial statements, budgets, and management reports. + Researching US GAAP issues + Analyzing ... accounts. Resolves and recommends solutions to complex problems. Regular contact with management and other internal customers is required to identify, research, and… more
- Jabil (St. Petersburg, FL)
- …Full Material Disclosure (FMD) data, ensuring transparency and compliance with regulatory and customer requirements. + Documentation and Reporting: + Develop, ... GRI, and TCFD. + Produce regular carbon reporting updates for senior management , including performance against targets, risks, and opportunities for improvement. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …independently + Planning and scheduling work to meet organizational and regulatory requirements. + Investigating compliances issues and irregularities. + ... and reports findings to Compliance, Legal, Regional Supervision, and Regional Management partners. + Consults with other business units on compliance-related… more
- Jabil (St. Petersburg, FL)
- …be responsible for ensuring the right balance between industry standards, risk management , legal compliance, and regulatory requirements to develop practical and ... team-the following: + Compliance (regulations, laws, standards, etc.) + Risk management (identifying, assessing, and mitigating risks proactively) + Employee safety… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policy and regulatory rules. + Interfaces with specific business platform management associates to inform them of any supervisory concerns that may arise with ... investment and financial planning, in addition to capital markets and asset management . The Supervision department partners closely with the business to proactively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …using various reporting systems. + Interfaces with specific business platform sales management associates to inform them of any supervisory concerns that may arise ... and procedures of securities industry, including suitability and other compliance issues involved with institutional and fiduciary activity * Principles of banking,… more