- Citigroup (Tampa, FL)
- **Job Description:** Risk and Compliance Governance VP, CBNA Head Office **Location:** Tampa, FL (Hybrid) The Compliance and Operational Risk VP, ... will at a high level, entail looking at various controls, metrics and governance aligned to compliance risk , operational risk and Tier 1 regulations… more
- JPMorgan Chase (Tampa, FL)
- …As a Technology Operational Risk Management Lead for the Governance , Risk and Controls (GRC) team within Compliance , Conduct and Operational Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...risk & controls framework, control integration & assessment, risk treatment & analytics, and governance and… more
- Morgan Stanley (Tampa, FL)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... responsibilities include program governance , risk appetite and related metrics, procedure...* #LI-AJ1 o **Job:** **Wealth Management* **Title:** *Financial Crimes Governance and Program Management, Vice President* **Location:**… more
- MUFG (Tampa, FL)
- …of our recruitment team will provide more details. **Job Summary** : The Data Governance & Controls Associate Vice President (AVP) will support the Office of ... Management Integrated Control Framework and outlines the definition of Report, Risk Report, Regulatory Report, Report Tier and change control requirements.… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- JPMorgan Chase (Tampa, FL)
- As a Vice President - Technology Risk &...and measure the Firm's standards and controls on technology governance , risk and compliance , and/or ... governance , risk and controls with respect to technology governance , risk and compliance and/or technology strategy, technology investment, and… more
- Citigroup (Tampa, FL)
- **Senior Vice President, Market Risk ** The Chief Risk Officer for Finance (Finance CRO) organization provides risk management oversight of the Global ... of risk for capital, liquidity, interest rate risk and Treasury investments, and ensures compliance ...independent review and challenge to the first-line activities. Senior Vice President in the Non-Trading Market Risk … more
- Citigroup (Tampa, FL)
- …to other risk and control initiatives including but not limited to Governance Risk and Compliance (GRC), business monitoring, Continuity of Business, ... control oversight and expertise, while facilitating and executing formal risk governance routines that enable the identification,...and communication skills. + 6+ years of experience in risk advisory, operational risk , compliance ,… more
- Citigroup (Tampa, FL)
- …organization. The Risk & Control function is responsible for driving the Risk and Control framework and Governance across the various Operations business ... with Payroll and Supplier Strategy Operations teams, as well as Operational Risk Management (ORM), Compliance , Internal Audit, Legal, Operations and other… more
- Citigroup (Tampa, FL)
- …of the individual. **Responsibilities:** + Participates in the application of operational risk policies, technology and tools, and governance processes to create ... The Operational Risk Sr Analyst is a seasoned professional role....by challenging both historical and proposed practices. + Provides governance and oversight may include (not limited to) technology… more
- Citigroup (Tampa, FL)
- …approach assists management in achieving strategic objectives, promotes efficiency, reduces the risk of loss, and helps ensure compliance with corporate ... The goal of the Markets Risk & Control AML function is to help...across a broad range of stakeholders including Operations, Technology, Compliance , Legal, and Business Management to ensure appropriate controls… more
- MUFG (Tampa, FL)
- …collaboratively with risk and control team to execute against technology risk governance procedures + Coordinate required meetings, reviews, and scheduling ... in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with Sarbanes-Oxley (SOX) + Experience working in a full… more
- Citigroup (Tampa, FL)
- …as required; identify any significant changes in relationship to trigger update of Risk Assessment + Verify third party's compliance to required policies and ... third party relationships which carry the highest degree of risk for Citi's businesses. The TPO requires in depth...process with Operations and Reporting team to ensure proper governance and controls exist. + Examines procedures for consistency… more
- MUFG (Tampa, FL)
- …controlling the risks of the Bank. **Responsibilities:** + Assess the state of the governance , risk management, and control environment. + Report results in an ... and timely way, leading to appropriate remedial action and ongoing management of risk . + Maintain compliance with audit methodology, operating within applicable… more
- Citigroup (Tampa, FL)
- …Governance & Controls Senior Vice President will report to the CAO/Head of Governance & Controls for the CBNA CRO risk segment and will work in ... CRO team, as well as key constituents across Independent Risk Management (IRM) and the businesses, driving efforts to...business units **Key Responsibilities** * Support the Head of Governance & Controls in the management and enhancement of… more
- MUFG (Tampa, FL)
- …levels and/or symptoms of process control breakdowns. + Assess the business' governance , risk management and control environment and generate insightful, ... convey significance and impact on risk and/or risk management practices. + Maintain compliance with... and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry… more
- Morgan Stanley (Tampa, FL)
- …ISTQB certification in software testing desired. *Required Qualifications:* * 5 years of risk management, compliance , control, and/or audit experience in a Bank ... maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence to policy and setting risk tolerance… more
- JPMorgan Chase (Tampa, FL)
- …ensure timely and effective program oversight and execution + Design and implement risk and control frameworks, governance , and metrics + Manage control-related ... Partner effectively with colleagues across the firm, including Product, Operations, Legal, Compliance , Risk , Audit, and Technology control functions to promote… more
- MUFG (Tampa, FL)
- …College degree or equivalent professional experience **Preferred** **:** + Extensive knowledge of risk management, risk policy governance best practices + ... procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This...Guidelines (MAUGs) in accordance with the _MUFG Americas Policy Governance Policy_ , BPM 1432 | CPP 4206, and… more
- MUFG (Tampa, FL)
- …the span of control as well as enterprise-wide; assess the state of the governance , risk management, and control environment aspects relevant to that risk ... of our recruitment team will provide more details. **Job Summary:** The Associate Vice President reports to the GFC IT Audit Director/Manager and is responsible for… more