- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience, specialized training and/or certification in the securities industry to coordinate governance routines on behalf of PCG Supervision . This role will ... coordinate with key associates within Supervision to organize agendas, prepare PowerPoint presentations, document meeting minutes, update and publish procedural… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- USAA (Tampa, FL)
- …us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you will be responsible for planning and driving FLOD ... Staff Agency Third Party Governance , or quality governance . + Perform ongoing supervision and oversight...phases for effective and timely Risk remediation. + Advise senior management on the status of their control environment… more
- USAA (Tampa, FL)
- …design, new product controls, CoSA Third Party Governance , or quality governance . + Perform ongoing supervision and oversight of business controls and ... special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor , you will provide subject matter expertise to the Consumer Lending &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in reviewing registered persons prior to affiliating with/joining Raymond James. The Senior Advisor of this team will work in partnership with Regional ... units by managing activity/account reviews, product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed… more
- MUFG (Tampa, FL)
- …and QA support: + Support management to generate various metrics/ reports for senior management and board level committees + Maintain standard IM templates + Provide ... the following: + Support management to generate various metrics reports for senior management and board level committees + Maintain standard issues management (IM)… more
- Citigroup (Tampa, FL)
- …including monthly forecasts, the annual investment process, demand & capacity assessments, Senior leadership reporting and ad hoc requests. + Creating and assembling ... Initiatives for CFO review + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and setting… more
- Citigroup (Tampa, FL)
- …family. **Responsibilities:** + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and ... Acts as a technical expert who acts as an advisor on significant business/product decisions + Implements policies and...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more
- Citigroup (Tampa, FL)
- …family. **Responsibilities:** + Contributes to the design, roll-out and governance of financial solutions, including: + Participates in formulating and ... Acts as a technical expert who acts as an advisor on significant business/product decisions + Implements policies and...ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy.… more