- Scotiabank (New York, NY)
- Manager , Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is ... Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management.... Critical matters are immediately escalated to the Director, Investment Management Compliance . + Support… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, ... that span the full spectrum of asset classes through our global network of investment professionals. The Asset Management Risk team is committed to being a… more
- Deloitte (New York, NY)
- …you should consider a career in Deloitte's International Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Deloitte (New York, NY)
- …prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis, solution ... have an exciting opportunity for you as a Tax Manager on our growing team! What you'll do As...the global leader in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- Scotiabank (New York, NY)
- Senior Manager , First Line Supervision & Support, Corporate & Investment Banking, US Internal Contro **Requisition ID:** 215896 **Salary Range:** 117,400.00 - ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...to drive ambition for every future! **Purpose** The Senior Manager FLSS, contributes to the overall success of the… more
- Citigroup (New York, NY)
- **Alternatives and Investment Manager Solutions (AIMS) Investment Manager Due Diligence is seeking an Investment Manager Due Diligence VP who ... in ad-hoc projects and reviews necessitated by current market events.** **Previous Investment Manager Due Diligence experience (5-10 yrs)** **Related experience… more
- Deloitte (New York, NY)
- …you serve + 5+ years of public accounting experience (at least 3 years in investment management ) + One of the following accreditations obtained: + Licensed CPA ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- City National Bank (New York, NY)
- …BI a plus * Relevant certifications such as CFA, FRM a plus * Investment Management experience preferred * Strong interpersonal and influencing skills - and ... with the CNR Manager Research team to support and assist in Investment and Operational Due Diligence functions. The group for this role manages City National… more
- CIBC (New York, NY)
- …the Business Management team supports the US Corporate Banking and Investment Banking revenue generating businesses. At CIBC we enable the work environment most ... **What You'll Be Doing** The US Capital Markets Business Management group provides direct day-to-day support and coverage for...plus + Direct experience working within a Corporate & Investment Banking business, preferably in a Business Manager… more
- Citigroup (Jersey City, NJ)
- Under the supervision of the head of Investment Management Oversight for Citi Trust NAM, the Investment Analyst will help oversee discretionary investments ... preparation and tracking activity. It is not a portfolio manager or investment advisor role and is...Family Group:** Private Client Product Services **Job Family:** Trust Investment Management **Time Type:** Full time **Primary… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... + Cultivate and manage valuable relationships with internal teams, including Investment Teams, Client Reporting, Compliance , Marketing, and Client Coverage.… more
- Bank of America (New York, NY)
- …internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business (eg ... Audit Supervisor - Global Corporate and Investment Banking New York, New York **Job Description:**...leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. The… more
- CBRE (New York, NY)
- …finance, investment accounting, business development/sales, treasury, or risk & compliance + Self-motivated with good written and verbal communication skills + ... Investment Accounting Intern (IA&R) - Summer (Mulitple Locations)...integrated fund and real estate accounting, administration, and data management services, create exceptional value for our clients and… more
- Raymond James Financial, Inc. (New York, NY)
- …without supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or ... key themes and identify possible impacts on the business. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned… more
- Raymond James Financial, Inc. (New York, NY)
- …responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by ... managing an investment department or unit. Take responsibility for developing and...enable overall corporate strategy. Develop and implement a relationship management plan for strategic, complex, global existing accounts to… more
- Scotiabank (New York, NY)
- …(including internal inspections), banking, swap dealer, futures commission merchant, investment management activities, corporate functions, cross-border testing ... Manager , Compliance Testing **Requisition ID:** 214386...banking, futures commission merchant, swap dealer activities, commercial banking, investment management , and corporate functions within … more
- City of New York (New York, NY)
- …and manages the office's vehicles and fleet supplies. URPM seeks a Property Manager ( Compliance ) to manage a portfolio of city-owned properties that includes ... billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in...growth. Your Team: The Office of Asset and Property Management (APM) leads the agency's effort to protect the… more
- Santander US (New York, NY)
- …States of America USA Job Function Description: The ED, Regulatory Examination Management Compliance Manager follows industry regulatory developments, ... Regulatory Examination Management , Compliance Manager ED...and responses to regulatory inquiries for Santander Corporate and Investment Banking ("SCIB") businesses, including swaps, securities based swaps,… more
- City National Bank (New York, NY)
- …Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $111,408 ... areas of COI in City National Bank and third-party investment platform to assess any potential customer harm resulting... Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial… more
- Scotiabank (New York, NY)
- Senior Manager , Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... Global Banking & Markets provides a full range of investment banking, credit and risk management products...to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management … more