- Prime Therapeutics (Des Moines, IA)
- …of that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Audit Specialist Sr . - Remote **Job Description** The ... Regulatory Audit Specialist Sr is accountable for managing regulatory and/or client-initiated audits, by evaluating and understanding the purpose of… more
- Prime Therapeutics (Des Moines, IA)
- …Audit Management (CAM) team, the Client Audit Specialist , Sr is accountable for managing regulatory and/or client-initiated audits. This role ... drives every decision we make. **Job Posting Title** Client Audit Specialist , Sr . - Remote...and operational subject matter experts to meet the applicable regulatory , client, and/or functional audit expectations and… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist to support the Independent Testing & Validation (IT&V) Operational Risk ... regional public accounting firm with experience in business process, regulatory , or compliance audits and/or advisory/consulting services with operational risk… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for a Senior Privacy Specialist to join our Broker Dealer team in Principal Securities. In this role, you'll serve as ... and accountabilit, including but not limited to, training and awareness, audit requests, compliance manual updates, policies and procedures, monthly and quarterly… more
- SitusAMC (Des Moines, IA)
- …business. SQC reviews are performed to determine compliance with Investor and Regulatory servicing guidelines, including FHA, FNMA, FHLMC, VA, USDA, and the Consumer ... Escrow Administration, Borrower Complaints, Customer Service, and general loan servicing. The Specialist I will be responsible for performing these core tasks in… more