- Santander Holdings USA Inc Careers (New York, NY)
- … assessment and oversight for electronic payments projects, ensuring compliance with regulatory requirements, Payment Systems Risk Policy, Standards, and ... and other digital payments (ie, Wire, ACH, Zelle) ensuring compliance with Payment Systems Risk Policy, Standards,...and best practices related to payment systems and operational risk management.Prepare and present risk assessment… more
- Santander Holdings USA Inc Careers (New York, NY)
- …independent risk assessment and oversight of the firm's liquidity risk position and to ensure compliance to European and US regulations, supervisory ... Testing Oversight, or Regulatory Reporting, Cashflow Forecasting & Intraday Liquidity Management.Manage Risk Identification & Assessment ( Risk ID) and… more
- Santander Holdings USA Inc Careers (New York, NY)
- …to policies and procedures established by the company. Control and monitor Liquidity Risk limit framework compliance and its ongoing maintenance and change ... Liquidity Risk AssociateNew York, United States of AmericaMultiple opportunities...clear documentation of oversight processes.Participate and perform a post-mortem assessment on table-top and Contingency Funding Plan "CFP" tests… more
- Santander Holdings USA Inc Careers (New York, NY)
- …to policies and procedures established by the company. Control and monitor Liquidity Risk limit framework compliance and its ongoing maintenance and change ... to ensure emerging risks are identified and to recommend actions to reduce risk exposure.Participate and perform a post-mortem assessment on table-top and CFP… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- TD Bank (New York, NY)
- …on the TD Securities US Core Compliance team that will manage the Risk Assessment process within the RCM Framework; key responsibilities include (but are not ... + Partner closely with the Compliance Advisory team for the Risk Assessment and other efforts. + Support technology and automation initiatives for Core … more
- Mizuho Corporate Bank (New York, NY)
- …of pertinent data across Compliance functions to support Compliance Monitoring, Compliance Risk Assessment , and Compliance Risk Appetite ... & Analytics program including development of PowerBI reporting tools + Support Compliance Risk Assessment team with data collection, analysis, and review… more
- CIBC (New York, NY)
- …advise SDC on the expectations of the RCM Policy and associated methodologies (eg, compliance risk assessment ). + Support the aggregation of information from ... support to Swap Dealer Compliance ("SDC") to ensure the Bank's regulatory compliance risk is managed within acceptable levels and in accordance with… more
- American Express (New York, NY)
- …management and risk mitigation. + Manage the regulatory change management and compliance risk assessment processes, as well as new product reviews ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...the Customer Risk Rating (CRR), Money Laundering Risk Assessment , and business ownership of the… more
- M&T Bank (New York, NY)
- …Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance ... departments as appropriate in the execution of CRM program components. + Assist in Risk Assessment to identify compliance risk exposure and help the… more
- Terumo Medical Corporation (Somerset, NJ)
- …with key levels of divisional business functions to conduct and expand the Healthcare Compliance risk assessment . + Manages the Federal and State Reporting ... expert in areas such as: transparency, monitoring & testing, risk assessment , remediation, and data analytics. **Job... compliance program, processes, and/or systems based on risk assessment findings, monitoring and testing remediation… more
- JPMorgan Chase (New York, NY)
- …by US Prudential Regulators, including the FRB, OCC, and FDIC. + Participate in the compliance risk assessment process, providing input and challenge as it ... to a team that values innovation and excellence. As part of our Risk Management and Compliance division, you will play a crucial role in maintaining the strength… more
- Amazon (New York, NY)
- …relationships with internal TRC and transportation business teams to support cross-functional risk assessment and compliance initiatives - Deliver regulatory ... life - Apply DOT knowledge and risk assessment methodologies to business planning, escalations, and compliance...program - Build and maintain risk and compliance metrics, providing written risk assessment… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as… more
- Weill Cornell Medical College (New York, NY)
- …Privacy and Compliance Officer with the development and implementation of the annual compliance risk assessment and work plan. + Develops training tools ... Title: Billing and Clinical Compliance Manager Location: Midtown Org Unit: The Office... Manager Location: Midtown Org Unit: The Office of Compliance Work Days: Monday-Friday Weekly Hours: 35.00 Exemption Status:… more
- Citigroup (Jersey City, NJ)
- …a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for ... valued interactive program of support and compliance risk management services covering the assessment and...compliance risk management services covering the assessment and reporting of Significant Compliance Risks… more
- Scotiabank (New York, NY)
- …communication materials to enhance employee awareness; + Participating in the annual Compliance Risk Control Assessment exercise; + Administering the ... accordance with the Bank's risk appetite and risk culture, conducting all activities in compliance ...and risk culture, conducting all activities in compliance with Scotiabank's Values, our Code, governing regulations, internal… more
- TD Bank (New York, NY)
- …on a regular and ongoing basis. Additionally, this role will also support the Compliance Branch Inspections Risk Assessment process and perform overall ... and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of ... business issues relevant to various conflict of interest functions * Review/challenge compliance risk assessments, analyze the Bank's compliance risk ;… more
- BMO Financial Group (New York, NY)
- …such Legal, Operations, Middle Office, and Sales & Trading. + Assist with the Regulatory Compliance Risk Assessment process, which is an on-going review of ... that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance … more
