- Citigroup (New York, NY)
- …the TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM ... & International Technology Regulatory Exam Management Senior Lead and will be a member of the team which is responsible for maintaining and maturing our… more
- Citigroup (New York, NY)
- …as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. + Promotes awareness of trends raised ... **Qualifications:** + 10+ years of business experience in audit, control, compliance or regulatory management in the banking or wealth management industry.… more
- Mizuho Corporate Bank (New York, NY)
- …cross-functional input to ensure timely and accurate responses to regulatory bodies. Regulatory Exam and Data Management : + Manage end-to-end processes ... regulatory implications. + Prior consulting background around IT Risk Management or Technology Regulatory The expected base salary ranges from… more
- Citigroup (New York, NY)
- … Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United ... and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management , regulatory meetings and… more
- Citigroup (New York, NY)
- …including ongoing supervisory meetings and information requests, to strengthen regulatory relations from an Independent Risk Management perspective; ... + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and advice; + Conduct exam readiness… more
- Citigroup (New York, NY)
- …Objective:** The objective of this role is to support the execution of regulatory interactions across Risk Management , to ensure the organization is responsive, ... agile and well-prepared for unique and demanding regulatory requests. The position will require project ...and developments to provide insight and advice. + Conduct exam readiness assessments to ensure the organization proactively self-identifies… more
- Citigroup (New York, NY)
- … Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... matters and enhance the control environment. + Partner with Business/Function Regulatory Management Teams to share best practices, identify themes and… more
- American Express (New York, NY)
- …closely with colleagues across USRR, as well as the Global Risk & Compliance Regulatory Exam Lifecycle Management (RELM) team and the Internal Audit ... * 5 years of relevant experience preferred * Bachelor's degree required. * Prior regulatory management experience preferred but not required * Advanced excel and… more
- American Express (New York, NY)
- …business unit or broader Technology Risk and Information Security organization + Assist regulatory exam management related to Technology Risk and ... clear and candid communication, early engagement in new products and projects, regulatory engagement, information security and technology risk consultation. We… more
- American Express (New York, NY)
- …your place in risk and analytics on #TeamAmex. The Director position is part of the Regulatory Exam Lifecycle Management (RELM or 'the Team') in Global Risk ... RELM's needs. **Minimum Qualifications:** + Minimum 5-7 years of operational experience in exam management , regulatory affairs, risk management , and/or… more
- City National Bank (New York, NY)
- *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... oversight of the management of risks arising from City National Bank's business...risk assessments, risk monitoring, internal and external events, and regulatory exams * Contribute to critical governance structures to… more
- Raymond James Financial, Inc. (New York, NY)
- …and codes of conduct. Act as subject matter expert in an area of technology , policy, regulation, or operational management for the team. Maintain external ... Manager Experience - 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary… more
- MUFG (New York, NY)
- …and collaborate with the second line of defense and legal teams to finalize management responses to regulatory exam findings. - Provide primary coverage ... examinations. You will need an in-depth understanding of technology audits and information risk management which...Management Framework covering coordination of SLoD, TLoD and regulatory engagements. - Manage the Oversight and Challenge of… more
- Synchrony (New York, NY)
- …The Cloud Governance Leader is responsible for first line of defense risk management and governance for the CTO Cloud technologies. This role has responsibility for ... to the cloud, as well as risk identification and evaluation of the cloud technology related to the cloud migration. The Cloud Governance Lead will collaborate with… more
- JPMorgan Chase (New York, NY)
- …with Bachelor's degree with in data/risk management , business controls, or technology controls. + Strong understanding of regulatory landscape + Ability to ... regulatory and industry developments impacting data governance / management + Manage team to support the volume and...program's approach + Knowledge of and experience with regulator's exam processes and regulatory matters + Proven… more
- City National Bank (New York, NY)
- …Services Auditor (CFSA) designation a plus. * Experience communicating and interacting with regulatory agencies, including exam management and other ... ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory… more
- City of New York (New York, NY)
- …engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology ... engineering, engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... for equitable growth. Your Team: Housing Preservation & Development Technology (HPD Tech) is the IT division within HPD....position is open to applicants who filed for an exam or those who are already permanent in the… more
- Scotiabank (New York, NY)
- …line managers to address operational risk, risk assessment and outstanding issues. + Exam and Audit Management : Reviews regulatory and audit findings ... Support AML/Sanctions risk assessments to identify potential vulnerabilities. Liaise with Regulatory Compliance Management (RCM) and Issue Management … more
- City of New York (New York, NY)
- …engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology ... engineering, engineering technology , architecture, landscape architecture, architectural technology , construction, construction management , construction technology… more