- Santander Holdings USA Inc Careers (New York, NY)
- Sr. Associate, AML Compliance- Corporate & Investment BankingNew York, United States of AmericaThe Sr. Associate, AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special… more
- TD Bank (New York, NY)
- …hands-on experience: * Implementation experience of either NICE Actimize Platform or other AML surveillance vendor solutions or SMARTS/Trading Hub or other trade ... following areas: * Capital Markets (Familiarity with Asset Classes and Products) * Compliance ( AML , Trade Surveillance and Supervision) Technical knowledge and… more
- Santander US (New York, NY)
- Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as assigned by ... management, for various operations including AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special… more
- Robert Half Finance & Accounting (New York, NY)
- …client, a highly recognized Broker-Dealer firm is currently seeking an Anti-Money Laundering ( AML ) Analyst to join their team. This is a dynamic opportunity to work ... and compliance. Responsibilities of this position will include: - Conducting surveillance of securities transactions and client account reviews to identify… more
- MUFG (New York, NY)
- …and produce specifications for data & reporting needs for Party & Master data, AML , KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product ... Financial Crimes platforms supporting Customer & Master Data, Transaction Monitoring ( AML ), Transaction Filtering, and KYC processes. This individual will also lead… more
- SMBC (New York, NY)
- …with delivering change projects in one or more Compliance disciplines (ie, BSA/ AML , ABC, AF, Surveillance , Control Room, Testing, Regulatory Relations, etc.) ... + Skilled in working effectively with management stakeholders and collaborating across teams + Proven ability to negotiate internally, often at a senior level, and to influence across functions + Proven track record of managing complex change and delivering… more
- New York State Civil Service (New York, NY)
- …following: * Supports the Department's Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) examination and supervisory work, including planning, execution, and review ... the Banking Division; * Serves as an expert on BSA/ AML and related matters for the Banking Division; *...for the Banking Division; * Supports supervisory oversight and surveillance processes by prioritizing issues requiring immediate or early… more
- RGP (New York, NY)
- …with a primary focus on Financial Crimes, including Anti-Money Laundering ( AML ), Sanctions, Bribery, Corruption, and other compliance areas such as Privacy ... Compliance, Electronic Communications Surveillance , and General Compliance Audit Tasks. * Lead audit...within the financial services industry, particularly in Financial Crimes ( AML , Sanctions, Bribery, Corruption, Fraud). * Strong knowledge of… more
- Scotiabank (New York, NY)
- …Securitization in New York / USA ensuring the daily monitoring of regulatory surveillance of 2a-7 and Risk Retention, the daily revenue certification in TARDIS, and ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- Scotiabank (New York, NY)
- …controls to address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from Surveillance by ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champion a high-performance environment and… more
