- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based ...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Scotiabank (New York, NY)
- …& Derivatives Annual Plan to verify appropriate testing is included in the GBM&T Global Compliance Testing Plan. + Align targeted testing approach to ... Compliance Testing Senior Manager, Swap Dealer...provides our clients an important bridge to this key global market for trade and investment flows… more
- Bank of America (New York, NY)
- …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... Audit Supervisor - Global Markets New York, New York...of products in each of these businesses in a market making capacity, include cash securities, futures, and derivatives.… more
- Bank of America (New York, NY)
- Global Markets Sr Risk Manager -...challenges for front line units + Oversees development of market risk coverage plans, execution of monitoring, testing ... Join us! **Job Description:** This job is responsible for the local and/or global management and direction of applicable market related risk management functions… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- Bank of America (New York, NY)
- Global Markets Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... an impact. Join us! **Job Description:** Responsible for management and direction of market risk management functions within a Product Area or several Product Areas… more
- Bank of America (New York, NY)
- Global Markets , Business Support Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... **Job Description:** The candidate will join the Communications Review Group within Global Markets Business Controls & Supervision Team,owning and supporting… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... of financial instruments and financial risk management principles, including exposure to Global Markets products + Self-starter, desire to learn able to… more
- Wellington (New York, NY)
- … and Risk Group, report directly to the Global Head of the Public Markets Compliance and work closely with other compliance , legal and risk ... comprehensive investment management capabilities that span nearly all segments of the global capital markets . Our investment solutions, tailored to the unique… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... provides our clients an important bridge to this key global market for trade and investment flows...The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The… more
- SMBC (Jersey City, NJ)
- …and/or Certifications, is preferred. + At least 10 years of prior regulatory, compliance testing , audit and/or risk management experience with demonstrated track ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division ("CPAD") is seeking a Director of BSA/AML Compliance Monitoring and Testing ("M&T"). The Director… more
- SMBC (Jersey City, NJ)
- …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform… more
- Citigroup (New York, NY)
- …of the Citi products. This role is specific to the Market Risk Stress Testing function within Global Market Risk as a senior individual contributor with ... a day-to-day and long-term basis for various financial products. Market risk stress testing pertains to potential...interaction with In-Business Risk functions to understand sources of market risk variation + Interaction with Markets … more
- SMBC (Jersey City, NJ)
- …on BSA/AML and sanctions laws regulations. + ACAMS Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating… more
- SMBC (Jersey City, NJ)
- …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is… more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed… more
- TD Bank (New York, NY)
- …and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
- Scotiabank (New York, NY)
- …not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... Associate Director, USD Liquidity Support, US Intl Money Markets & Funding (Reporting & Analytics) **Requisition ID:**...& Funding (Reporting & Analytics) - New York, NY** ** Global Transaction Banking** Global Transaction Banking (GTB)… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more