- SMBC (Jersey City, NJ)
- …legal entities they cover (primarily non-U.S. entities). The role requires leading workshops with 1st line of defense ("1LOD") and Compliance and other 2nd line ... US Broker Dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations; US and LATAM representative offices; Grand Cayman Branch; Canada… more
- Neuberger Berman (New York, NY)
- …our culture and have enabled us to be recognized by _Pensions & Investments_ as the first or second "Best Place to Work in Money Management" for last eight ... will be responsible for overseeing all aspects of our Intermediary (ie, bank , RIA, wire-house, etc) channel operations, client experience, data management, and… more