- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with appreciable latitude for unreviewed actions or decisions. Recommends process improvements for internal audit processes and procedures in order to improve ... area by developing audit programs. * Propose audit objectives, scope, procedures and internal control...* Propose audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …profiles of assigned processes within a functional area. Recommends process improvements for internal audit processes and procedures to improve internal ... at agreed upon milestones for effectiveness. Maintains regular contact with internal and external customers to identify, research and resolve problems. **Essential… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and review data-related requests and maintaining contact with Supervision leadership, Compliance, Internal Audit , and other internal partners. You will ... + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit , and Compliance Testing to identify production requests and… more
- Bank of America (Sarasota, FL)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- TECO Energy (Tampa, FL)
- …gas, peak day, and other special reports as required or requested. + Prepares audit packages for internal and external use to verify accuracy and justification ... data telecommunications, networks, hardware (volume correctors), systems software (Measurement Advisor , FlowCal, GUI applications, SQL, Access, and various web-based… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to completion * Partners with the Chief Compliance Officer, Chief Risk Officer, Head of Internal Audit and General Counsel to ensure proper 2nd and 3rd line of ... and trends and apply findings to assignments. * Interpret and apply investment advisor regulations and identify and recommend changes in policies and procedures, as… more