- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... factors as necessary. Includes directly contacting FAs and communication with branch management . * Provides compliance support in the development and enhancement… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …are commensurate with the level of risk being mitigated. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... banking industry to support the continuous evolution of the firms Regulatory Change Management program. This role may have responsibility for, but is not limited to,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … activities are commensurate with the level of risk. * Informs Senior Compliance Management about issues that may involve rule violations or potential ... obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that apply across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …oversight and management . * May coach, train, and mentor other Compliance associates. * May assist with developing and implementing continuing education and ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reinforcing trust and collaboration. * Conducts detailed financial analysis to support investment decisions and portfolio management . * Identifies and mitigates ... or regulatory agreements. * Conducting detailed financial analysis to support investment decisions and portfolio management . * Developing and implementing… more
- Bank of America (Sarasota, FL)
- … Manager Sarasota, Florida;Naples, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Collaborates effectively with multiple stakeholders, including extensive contact with executive management and may be required to lead others in identifying, ... researching, analyzing and resolving complex issues. Possesses strong program management and interpersonal skills, makes sound decisions, exhibiting initiative and… more
- TEKsystems (St. Petersburg, FL)
- …Collaborates effectively with multiple stakeholders, including extensive contact with executive management and may be required to lead others in identifying, ... researching, analyzing and resolving complex issues. Possesses strong program management and interpersonal skills, makes sound decisions, exhibiting initiative and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …branch management . * Reviews and advises on supervisory processes and compliance policies requiring senior management approval. * Conducts periodic reviews ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices in multi-family real estate operations, including property inspections, leasing, management , maintenance, and regulatory compliance . * Knowledge of ... optimize performance and meet benchmarks, including monitoring and overseeing property management operations. With a strategic focus on driving profitability and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …estate documentation for consistency with RJTCF's requirements and property specific investment criteria. * Review of drawings for completeness and best practices. ... further attention * Perform detailed plan and specification review to ensure compliance with tax credit application standards * Analyze direct and indirect cost… more
- Morgan Stanley (Bradenton, FL)
- …, personnel management and morale, business ethics and practices, and compliance with all Federal, State, and Local laws and regulations. The Producing Branch ... sales performance and financial performance . Responsible for regulatory, legal and compliance issues including: Risk Management for their Branch in regards… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure production requests are fulfilled in a timely manner. + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit, and ... municipalities through its subsidiary companies. These subsidiaries are primarily involved in investment and financial planning, as well as capital markets and asset… more
- Walmart (Arcadia, FL)
- …in integrating environmental considerations into process design. Interprets and evaluates compliance status reports and relevant risk management practices. ... skills,). Develops business cases for projects with projected returns on investment or cost savings. Demonstrates deep functional knowledge of assigned business… more
- TD Bank (Largo, FL)
- …can provide you more specific details for this role. **Job Description:** The Store Manager I develops, leads and contributes to the growth and profitability of our ... Consumer Business through the management of a Store portfolio including deposits, loans, fees...to acquire and deepen customer relationships to drive deposits, investment and loan growth + Partners with Specialists to… more
- Bank OZK (St. Petersburg, FL)
- Job Purpose & Scope The Community Development Manager (CDM) is responsible for identifying community development needs for low and moderate-income (LMI) and small ... maintaining CRA, HMDA, and Community Development ("CD") qualifying lending as well as CD Investment and Service that are responsive to the needs of the community and… more
- Raymond James Financial, Inc. (Sarasota, FL)
- …branch-home office workflow. * Completes self-audit of branch procedures. * Assists Branch Manager with confidential matters and compliance visits and replies. * ... supervises branch operations associates. * In conjunction with the Branch Manager conducts ongoing performance management , scheduled performance appraisals and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(FCA), the Manager will regularly interact with Enterprise Fraud Risk Management and Technology teams during the design and testing of new fraud models. ... direction, support the development of enterprise-wide fraud analytics capabilities. The Manager , Fraud Analytics, will assist in the creation, refinement, and… more
- Harbor Group Management (North Port, FL)
- Harbor Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to grow, we are looking for ... and providing exquisite living experience for our residents. Property Manager 100-299 Job Title: Property Manager 100-299...may be required as deemed necessary by Harbor Group Management Company. + Operate the property within the financial… more
- Healthcare Services Group, Inc. (Bradenton, FL)
- …your earnings anytime through PNC EarnedIt. + Employee Stock Purchase Plan - Investment opportunity available to all eligible employees after two years of service. + ... opportunities to see you succeed! Position Summary Our exciting Manager -In-Training (MIT) program gives you the opportunity to learn...report format to be delivered to HCSG and Facility management . + Training - Learning to be responsible for… more