- Raymond James Financial, Inc. (Phoenix, AZ)
- …+ Assists Manager or Senior Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the testing efforts ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- American Express (Phoenix, AZ)
- …reviews and update assessment criteria to align with regulatory updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key ... **Description** You Lead the Way. We've Got Your Back. At...focus), including conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels,… more
- American Express (Phoenix, AZ)
- …and criteria of the Quality Assurance Program. + Oversee the planning, execution and reporting of quality control testing in conformance with professional ... colleagues. + Lead , coach, and develop a team of Quality Control Analysts. Guide them in conducting Financial Crime Compliance processes (AML, EDD, Screening)AML… more
- City National Bank (Phoenix, AZ)
- …activities *Additional Qualifications* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution. * ... *BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk...responsibility for this role is identifying, assessing, monitoring, and reporting all key risks. Assists operations managers with monitoring… more
- CVS Health (Phoenix, AZ)
- …in the structural design process, estimating costs, and performing quality control throughout the stages of implementation. A first-class staff engineer will ... design reviews and identify gaps and recommend design changes. Actively lead and participate in the Architecture community to drive modernization opportunities… more
- Coinbase (Phoenix, AZ)
- …SOC 2) testing programs, including scoping, resourcing, and execution of control testing . * Deep understanding of the financial services industry, payments, ... evaluate and audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is responsible for… more
- City National Bank (Phoenix, AZ)
- …trigger explanations and associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... Exhibit high attention to details in identifying, aggregating, and communicating issues and control gaps to appropriate stakeholders * Lead with the preparation… more
- Arizona Public Service (Phoenix, AZ)
- …excellence across all IT domains. What your day would be like: + Lead and coordinate Major Incident Management (MIM) activities, driving rapid resolution for ... developers and product owners to enhance ITSM capabilities, dashboards, and KPI reporting . + Produce actionable metrics and insights to measure performance and… more
- Bank of America (Chandler, AZ)
- …compliance activities such as: designing monitoring and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting ... Join us! **Job Description:** The Global Financial Crime ("GFC") Lead contributes to the direction and drives the development...("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to the… more
- Arizona Public Service (Phoenix, AZ)
- …practices. In this role, you'll champion the adoption of best practices and lead projects across IT that strengthen our compliance posture and support ongoing ... opportunities for efficiency and effectiveness to meet compliance objectives. + Lead Projects: Drive cross-departmental initiatives focused on process and system… more
- Coinbase (Phoenix, AZ)
- …systems and creating training material to owners in preparation for SOX audit * Lead security control gap assessments over SOX control environment, recommend ... program. *What you'll be doing (ie. job duties):* * Lead Security and IT initiatives to support the SOX...knowledge and hands-on experience in Internal Controls over Financial Reporting , SOX 404 frameworks, and testing to… more
- City National Bank (Phoenix, AZ)
- …the City National Bank's ("CNB") Business Control Managers ("BCM"s) and Business Control Senior Analyst and or Lead for Consumer Banking and will partner ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices. * Analyze...& Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support… more
- USAA (Phoenix, AZ)
- …or staff agency. In this role, the SFO supervises the direction, control , and coordination for CFO related activities, including financial planning & forecasting, ... regulatory performance and compliance. + Collaborates with other CFO functions, control partners, and key collaborators in resolving issues/concerns to mitigate… more
- Western Digital (Phoenix, AZ)
- …across infrastructure, applications, ITGCs, and cybersecurity. + Conduct IT SOX control testing , including ITGCs, automated controls (ITACs), IPE, and ... ESSENTIAL DUTIES AND RESPONSIBILITIES Audit Planning & Execution + Lead the planning, execution, and reporting of...data governance processes. + Strong understanding of IT SOX control testing , evidence evaluation, and external auditor… more
- American Express (Phoenix, AZ)
- …Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management is embedded in the day-to-day operations of our organization. This ... to the development and maintenance of business processes, business data, and reporting channels to support compliance policies and governance functions + As needed,… more
- Coinbase (Phoenix, AZ)
- …in assisting with the design, implementation, and monitoring of a technology control framework. The Analyst will work closely with cross-functional teams to ensure ... excellence in control ownership and contribute to the maturity of the...program. *What you'll be doing (ie. job duties):* * Lead IT process and gap assessments against industry standards… more
- City National Bank (Phoenix, AZ)
- …comparable line of business QA testing results. * Conduct meetings to discuss testing and risk assessment results and lead line of business to remediation ... compliance regulations, identifying risks and controls, monitoring business unit control environment, drafting and maintaining remediation plans and issues tracking… more
- Bank of America (Chandler, AZ)
- …leader will also have accountability for selecting and driving the evaluation and testing of promising industry fraud prevention and detection tools. This is a ... department-wide strategies and oversees portfolio trend analysis, forecasting, and risk/ control performance + Leads innovation by identifying and championing large… more
- Burns & McDonnell (Phoenix, AZ)
- …provide professional consulting services focused on solutions such as Supervisory Control and Data Acquisition (SCADA), Energy Management Systems (EMS), Outage ... will focus on grid automation support service, emphasizing Supervisory Control and Data Acquisition systems, transmission, distribution, and distributed energy… more
- Arizona Public Service (Phoenix, AZ)
- …accountability across all fleet expenditures. The analyst will support monthly reporting , create dashboards, and prepare leadership facing reports that communicate ... key insights and performance metrics. This position will lead cost modeling, scenario analysis, and capital planning to support long term fleet strategy. The analyst… more