- USAA (Phoenix, AZ)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you'll provide the execution of ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert knowledge of… more
- American Express (Phoenix, AZ)
- … ID, Assessment & Testing team is to identify, assess and mitigate Operational Risk within BU processes to ensure adherence to regulatory standards, Amex ... with regulatory updates). + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and… more
- MUFG (Tempe, AZ)
- …risk , effective design and evaluation of controls, and sustainable solutions to mitigate operational and technology risk . Control testing is an integral ... bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing ...in IT external audit, IT internal audit and technology risk and/or ITGC assessment for compliance with… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... multiple business areas including integrated audits that consider financial, operational , compliance and technology risk ....testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- USAA (Phoenix, AZ)
- …knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues. + Supports and contributes to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- MUFG (Tempe, AZ)
- …provide more details. Job Summary: Utilizing Models for decision making introduces Model Risk . Americas Model Risk Management's strategic vision is to actively ... identify, monitor and report on MUFG Americas Model risk in a transparent and timely manner. Serving as...in use across the Americas with a focus on Compliance and Fraud areas. The candidates will contribute to… more
- American Express (Phoenix, AZ)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... Services Control Management Governance team is to establish the Operational Risk and Controls strategy for US...+ Support internal review processes (eg Internal Audits, Independent Compliance Testing , Independent Risk Management)… more
- American Express (Phoenix, AZ)
- …drives the continuous improvement of Technology processes through targeted efforts to reduce operational risk and steps in when noteworthy issues or events ... processes under review Additionally, the team services as an operational risk subject matter expert for the...implement, monitor, and report on appropriate control ratings and compliance ratings **Evolve** **with Process Risk Reduction… more
- Wells Fargo (Tempe, AZ)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... group is seeking a Senior Auditor to assess financial, operational , and technological risks, ensure compliance with...testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Wells Fargo (Tempe, AZ)
- …in risk management, control testing , issue identification and validation, compliance , operational risk , internal audit, business process management, ... will be accountable for developing and executing independent control testing over operational and compliance ...Qualifications:** + Minimum 2 years of experience in audit, risk , or compliance testing . +… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating, executing,… more
- American Express (Phoenix, AZ)
- …like they belong. Join Team Amex and let's lead the way together. The Global Risk & Compliance Organization is an independent risk management function, led ... a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk … more
- Wells Fargo (Tempe, AZ)
- …understanding of regulatory reporting: Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing . + Public Accounting experience. + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Tempe, AZ)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics. + Make decisions in… more
- Wells Fargo (Tempe, AZ)
- … and control considerations for key finance applications and tools. + Experience in Audit, Compliance , Risk and Testing + Strong analytical skills with high ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more