- MUFG (Tempe, AZ)
- …Collaborate with internal and external teams, including Audit & IT Controls, risk management and regulatory agencies, to ensure the security of cloud-based systems. ... operating effectiveness, and sustainability of cloud security controls to ensure compliance with applicable laws, regulations, and internal policies. + Review and… more
- MUFG (Tempe, AZ)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... BURMs, SLoD, and TLoD to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage issues tollgate process: +… more
- Edward Jones (Tempe, AZ)
- …or regulatory risk /liability. + This role will deal with firm programs. Risk of non- compliance can extend to sanctions and fines. On a situational ... The Field Supervision Department plays a critical role in achieving the Compliance Division's mission of promoting our clients' best interest while helping to… more
- MUFG (Tempe, AZ)
- …experience, and a risk mindset, you will serve as a trusted advisor who routinely solves complex business problems and delivers against milestones. In the ... or complex projects Have a good knowledge of Regulatory Risk and Compliance requirements, lead gap remediation...laws (including (i) the San Francisco Fair Chance Ordinance, ( ii ) the City of Los Angeles' Fair Chance Initiative… more