- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... to new hires. Preferred experience: CAMS or CFE certification Audit experience in Financial Crimes/AM **Who We...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Contributes to the Audit planning ... process for specific businesses/ functional units, including audit plans, resource requirements and budgets + Has overall...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II on the Change Delivery Audit team would ... conflict resolution skills + Advanced analytical skills + An Audit Manager II on the...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …+ 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the financial services industry + Ability to manage routine ... of contact for regulatory matters for the Global Internal Audit (IA) Division and is responsible for the overall...lines and exam staffs, and serves as primary Relationship Manager for less complex examinations + Participates as charged… more
- Truist (Charlotte, NC)
- …training and work-related experience 2. Nine years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or ... of 10+ teammates, focused on the vision and strategic plan of respective Financial Crimes Investigation (FCI) area(s) under leadership. This role has impact and… more
- Truist (Charlotte, NC)
- …of risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the… more
- City National Bank (Charlotte, NC)
- …areas where audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager in the development of the audit scope. * Holds ... *AUDITOR II - ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY?...the conclusions drawn. * Keeps the Senior Auditor and/or Audit Manager abreast of progress, issues and… more
- City National Bank (Charlotte, NC)
- *AUDITOR II - COMPLIANCE* WHAT IS THE OPPORTUNITY? As part of...internal policies. What you will do * Assists the Audit Manager in the development of the ... findings and the conclusions drawn. * Keeps the Audit Manager abreast of progress, issues and...projects and working with varying team members. * Prior financial services industry experience is a plus. *Compensation* Starting… more
- Truist (Charlotte, NC)
- …cause. 4. Communicate audit issues identified to Management and the Engagement Manager . 5. Identify and analyze risks and evaluate how the line of business ... for assisting in the completion and documentation of risk based internal audit assurance activities. The Truist Internal Auditor 2 will interpret the results… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... + May prepare certain SEC filings. + Prepares timely and accurate financial statements including GAAP and/or statutory work papers and supporting schedules to… more
- Truist (Charlotte, NC)
- …presentations to, Bank and Bank Holding Company regulators and internal and external audit . 9. Perform other analytical activities as requested by the ACL Analytics ... Manager , Chief Credit Officer and Executive Management. 10. Continuously...statistics, finance, accounting or equivalent education, related training, or financial industry experience with quantitative models 2. Three years… more
- Bank of America (Charlotte, NC)
- Quantitative Operations Associate II - Sanctions Screening Center of Excellence Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job ... are guided by a common purpose to help make financial lives better through the power of every connection....report to either Quant Operations Exec or Quantitative Operations Manager . **Line of Business Job Description:** About Sanctions Screening… more
- Truist (Charlotte, NC)
- …spreading financial statements and risk ratings. 50% 2. Works with Portfolio Manager to build financial models based on client profile, industry dynamics, ... Portfolio Managers within the Senior Care banking segment, including analyzing financial statements and projections, utilizing financial models and applications,… more
- Truist (Charlotte, NC)
- …(as assigned) to support technology activities related to the corporate-wide Financial Crimes Program; reporting pertinent information to the immediate supervisor; ... in achieving strategic objectives and a best in class Financial Crimes program 9. Develop and maintain financial... industry or related experience; preferably in a branch, audit , compliance, legal or lending related capacity 3. Ability… more
- Citigroup (Charlotte, NC)
- …This role is with the Risk & Controls (R&C) team within the Global Financial Control group in Controllers. The R&C team is responsible for developing and enhancing ... the Capital Controllers Group are progressing in line with established due dates; ( ii ) drives accountability and transparency of key Basel / Spot Risk Weighted… more
- Citigroup (Charlotte, NC)
- …any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's ... address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. and… more
- City National Bank (Charlotte, NC)
- …bank. This role is responsible for (i) with the guidance of Manager Control Testing/Reporting, responsible for building sustainable processes with appropriate risk ... mitigation activities; ( ii ) consulting risk owners on how to design and...across CNB, including across the business, 2LOD and internal audit . What you will do * With the guidance… more
- Regions Bank (Charlotte, NC)
- …to identify potential instances of money laundering, fraud, and other financial crimes. + Monitors and analyzes transactional data for suspicious activities, ... degree and three (3) years of experience in compliance, quality assurance/control, audit , or other related compliance function specific to a line of business… more