- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Truist (Charlotte, NC)
- …of a comprehensive, dynamic audit plan spanning the Wholesale Corporate and Investment Banking business. Senior Directors may lead other Audit Directors and/or ... adequacy of the design and operating effectiveness of internal controls and compliance with laws, regulations, and corporate policies. 6. Understand and evaluate… more
- Truist (Charlotte, NC)
- …client interaction, managing portfolio risk and adheres to all regulatory and compliance guidelines. A critical component of this role is early identification of ... Is accountable for the risk evaluation and associated regulatory compliance requirements. Portfolio Management: Accountable for and manages assigned portfolio… more