- T. Rowe Price (Owings Mills, MD)
- …Summary This position is within the North America Compliance team reporting to the Senior Manager, Regulatory Advisory Compliance - Control Room. This ... Self Regulatory Organizations rules and regulations. + Familiarity with advisory compliance matters, including on matters related to confidential information or… more
- T. Rowe Price (Baltimore, MD)
- …compliance monitoring system, Charles River (CRD). The Legal Compliance Firm Ownership Senior Analyst collaborates with, and provides information to a diverse ... to the beneficial ownership monitoring for trading compliance support and global regulatory reporting. The LCFO team closely monitors firm and entity level aggregate… more
- Deloitte (Baltimore, MD)
- …Recruiting for this role ends on March 31st, 2025. Work you'll do: As a senior analyst on the team, you'll promote and monitor compliance with auditor ... as internal policies and procedures to help manage Deloitte's regulatory and reputational risk. The ICN Business Relationships team...received from our professionals and engagement teams. As a senior analyst , you'll be part of a… more