- City National Bank (Olympia, WA)
- * MANAGER OF AUDIT SR - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management, is a leadership role as an auditor-in-charge...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees… more
- Morgan Stanley (Seattle, WA)
- …is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Complex Risk Officer. *DUTIES and RESPONSIBILITIES:* *Surveillance ... all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk...customer complaints and litigation * Together with the Complex Manager and Senior Complex Risk Officer, ensures… more