- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- ACLD (Bethpage, NY)
- Regulatory Affairs Senior Analyst When a...we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service ... guidance of the Director to correct worksites that are not in compliance with applicable regulatory requirements. * Act as a resource for all management staff… more
- PSEG (Bethpage, NY)
- …As a key member of the Regulatory Requirements Department, the Senior Regulatory Analyst will report to the Regulatory Requirements Manager. The ... analyze Labor Allocation, Cash Forecast, FERC, Utility Surveys and various other regulatory reports. * Maintain compliance with business continuity planning… more
- PSEG (Bethpage, NY)
- …serve make this a particularly exciting time to join PSEG. **Job Summary** This Regulatory Analyst will work on various tasks including Casework DPS reporting, ... analyze Labor Allocation, Cash Forecast, FERC, Utility Surveys and various other regulatory reports + Maintain compliance with business continuity planning… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- Scotiabank (New York, NY)
- Senior Analyst , Issues Management & Reporting / US Compliance **Requisition ID:** 212248 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary ... operations. This will entail the identification, tracking and reporting of compliance -related issues resulting from various sources including regulatory exams,… more
- ManpowerGroup (New York, NY)
- …or business analysis. + Proven experience with risk rating frameworks and regulatory compliance processes. + Hands-on expertise with PowerPoint, Excel (including ... leader in the financial services industry, is seeking a Compliance Business Analyst to join their team....update risk ratings based on evolving business factors or regulatory changes. + Ensure accuracy and consistency in risk… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Bloomberg (New York, NY)
- …performance, financial oversight and thought leadership. We are looking for a finance analyst to join our larger finance team supporting the Legal, Compliance , ... management support to drive the strategic direction of Bloomberg's Legal, Compliance , and Risk Functions. Legal performs all legal interpretation and drafting,… more
- Deloitte (Stamford, CT)
- …working with professionals to answer their questions? We are seeking an Associate Compliance Analyst who will be responsible for maintaining the entity data ... in our internal personal independence compliance system and assisting professionals with adding new entities...changing financial instruments and the need for responsiveness to regulatory change. The Associate Analyst will be… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in line with best… more
- Wellington (New York, NY)
- …to deepen understanding of investment strategies relative to client guidelines and regulatory standards. + Additionally, the Senior Analyst will participate in ... five years of experience in Guideline Monitoring, Investment Operations, or Investment Compliance , and/or an understanding of regulatory frameworks such as the… more
- Scotiabank (New York, NY)
- …are in compliance with governing regulations, internal policies and procedures. Analyst will work closely with the Manager and Senior Manager FLSS and will ... Internal Control Analyst **Requisition ID:** 212982 **Salary Range:** 69,400.00 -...assist in meeting a number of industry practices and regulatory requirements related to GTB business unit. Accountabilities: +… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible ... regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and… more
- City of New York (New York, NY)
- …City Housing Maintenance Code and New York State Multiple Dwelling Law. To ensure compliance with the legal and regulatory obligations of these laws, the Office ... investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New...Test plans/cases and automation scripts and outputs. The QA Analyst will ensure compliance by following testing… more