- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance ... and overall compliance with regulations. + Provide oversight of client investment reporting and performance presentations. + Perform risk assessments on new … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty Risk Management (ECRM) Team. The Enterprise Counterparty ... business groups that originate and manage counterparty risk including Corporate and Investment Bank, Commercial Bank, Wealth and Investment Management, Consumer… more
- Skanska (Charlotte, NC)
- …our values support and drive our D&I efforts. As a Cybersecurity Governance & Compliance Specialist II you will assist the IT organization maintain a sufficient ... Skanska is searching for a dynamic Cybersecurity Specialist II - Governance and Compliance . This is a great opportunity to start a career with a company that… more
- Philadelphia Insurance Companies (Charlotte, NC)
- …by AM Best. Philadelphia Insurance Companies is looking to add a Product Development Specialist to join our Compliance team. Product Development Specialist - ... Paid Vacation, Medical Benefits, Educational Incentives, Family Friendly Benefits and Investment Incentives can be found at https://www.phly.com/Careers/default.aspx REQNUMBER:… more
- KPMG (Charlotte, NC)
- **Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 119886 - 51 **Function:** Tax Services **Area of ... KPMG, we believe nothing is more important than investing in our culture because it's an investment in our people, our future, and what we stand for as a firm KPMG… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to and… more
- TEKsystems (Fort Mill, SC)
- A client's Registrations team is seeking Compliance Specialists to support the strategy and execution of a new department, a new introducing broker dealer clearing ... partner departments with questions and workflow. + Ensuring regulatory compliance on owned processes. + Accurate and speedy data...looking for candidates from Broker Dealers, RIAs. or other Investment Services. This is a bonus but not a… more
- Compass Group, North America (Charlotte, NC)
- …distributors to minimize slow and dead invetory and maximize return on investment . * Facilitate weekly calls with assigned distributors to review performance and ... address issues with managed order guide management and off order guide sales. * Complete managed order guide and spend analysis to optimize ROI at assigned distribution centers. * Process field requests for changes and/or additions to the managed order guide… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Fort Lauderdale, Florida **Job Description:** At Bank of ... the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global… more
- City National Bank (Charlotte, NC)
- *FINANCIAL CRIMES SPECIALIST * WHAT IS THE OPPORTUNITY? Responsible for performing analysis on clients' transactions identified through the bank's anti-money ... laundering (AML) system to ensure compliance with BSA and USA Patriot Act. What you...What you will do * The Financial Intelligence AML ( Specialist - Senior) will perform analysis on clients' transactions… more
- Bank of America (Charlotte, NC)
- Sr Client Outreach Specialist Fort Worth, Texas;Charlotte, North Carolina **Job Description:** Candidate will be a part of the Know Your Client (KYC) Outreach teams ... within the Global Corporate and Investment Bank (GCIB) and Global Markets (GM)lines of business....the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... or committee thereof, external auditors and regulatory agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager(s) to establish… more
- Corning Incorporated (Charlotte, NC)
- Customer Operations Specialist **Date:** Dec 13, 2024 **Location:** Charlotte, NC, US, 28216 **Company:** Corning Requisition Number: 65678 Corning is vital to ... of the way the world interacts, works, learns, and lives. Our sustained investment in research, development, and invention means we're always ready to solve the… more
- SMBC (Charlotte, NC)
- …portfolio of benefits to its employees. **Role Description** Applications Systems Specialist supports the compliance applications, systems and services that ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...+ Strong knowledge and experience with AML and other compliance functions. + Strong knowledge of Python, Java, C/C++… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New York, New York; Hunt Valley, Maryland; Pennington, New Jersey; ... the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of… more
- City National Bank (Charlotte, NC)
- *MANAGER OF AUDIT II- COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to ... management practices, governance processes, system of internal controls for the Compliance function. Additionally, the position is responsible for maintaining and… more
- Truist (Charlotte, NC)
- …financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment and asset allocation ... and policies. 3. Keep abreast of changing economic, legal, financial planning, investment trends and general market and business issues impacting mass affluent… more
- Truist (Charlotte, NC)
- …support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more
- City National Bank (Charlotte, NC)
- …* Minimum 5 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 3 years of experience conducting ... CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist Or * CISSP - Certified Information Systems Security Professional Or *Skills… more
- Bank of America (Charlotte, NC)
- …remediation requirements. We work in close collaboration with Global Corporate and Investment Bankers and Global Markets Sales to support the Bank's global ... the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit...Oversees and resolves the risks and impacts of non compliance with KYC processes, including restrictions, closures and associated… more