- JPMorgan Chase (Jersey City, NJ)
- …**Required qualifications, capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance , regulatory, or related ... status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North...President within the North America and Latin America Swaps Trade Surveillance team, you will play a… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Fixed Income (Senior / Lead Level) to join their team. As a Trade ... which will align successfully within the organization. **Job Title:** Trade Surveillance Fixed Income (Senior / Lead Level) **Location: New York, NY**… more
- TD Bank (New York, NY)
- …is looking for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. Preferred 3-5 years of experience in trade ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Bank of America (New York, NY)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States;New York, New York **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:**… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
- Capital One (New York, NY)
- …Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance the firm's ... **Preferred Qualifications** + Advanced degree + 6+ years of trade surveillance , market regulation, or 6+ years compliance experience within a Broker-Dealer… more
- Deloitte (New York, NY)
- …more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... supporting systems for either trade surveillance , communications surveillance , control room/information barriers, employee compliance + Strong technical… more
- SMBC (Jersey City, NJ)
- … Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications surveillance framework ... regulatory changes and business needs, ensuring a robust and effective communications surveillance program. **Role Objectives** + Lead and manage the… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...+ 5-10 years' experience in credit related middle office, surveillance , risk management and/or regulatory compliance in… more
- TD Bank (New York, NY)
- …This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or capital markets domains including ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
- JPMorgan Chase (Jersey City, NJ)
- …through advanced data management and market surveillance . As a Data Owner Lead , you'll shape the future of data-driven compliance and operational resilience, ... collaborating with experts across technology, analytics, and compliance . Your leadership will ensure our data is a...firm's data and analytics journey. As a Data Owner Lead in the Market Surveillance (Transactions &… more
- TD Bank (New York, NY)
- …across broker-dealers and swap dealers and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: + conducting ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...on business requirements and objectives. + Demonstrated ability to lead and manage the implementation of AI/ML models in… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory… more
- SMBC (Jersey City, NJ)
- …to the FIU VP, the FIU Associate is responsible for the day-to-day compliance efforts related to transaction surveillance , including the completion of assigned ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is responsible for the delegation and oversight of day-to-day compliance efforts related to transaction surveillance . This… more
- Bloomberg (New York, NY)
- …our offerings and enhancing VAULT to meet the scale and complexity of modern compliance workflows. What We Build: + Communications surveillance + Archival and ... global enterprises. Thousands of organizations depend on VAULT to manage compliance across Bloomberg Message, Instant Bloomberg, Email, Messaging, Mobile, Files,… more
- Pixalate, Inc. (New York, NY)
- …Area, Hybrid Pixalate offers the market-leading fraud protection, privacy, and compliance analytics platform for Connected TV (CTV), Mobile Apps, and Websites.Our ... platform has been used to unearth multiple high-profile criminal and illegal surveillance cases, including: + Gizmodo: An iCloud Feature Is Enabling a $65 Million… more
- Pixalate, Inc. (New York, NY)
- …and data have been used to unearth multiple high-profile criminal and illegal surveillance cases, including: + Gizmodo: An iCloud Feature Is Enabling a $65 Million ... industry approaches quality and safety through our ratings, risk assessment, compliance , and fraud prevention technology. Overview Pixalate is hiring an… more