- City National Bank (Charlotte, NC)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for ... TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for...UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc.). The Audit Manager I will participate in the… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Enterprise Risk Management (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... opportunity. Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of...or a combination of the following areas: risk management, consumer compliance , banking or financial services. +… more
- US Bank (Charlotte, NC)
- …payments, print, cash and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- …learn new skills and discover what you excel at-all from Day One. **Job Description** ** Audit Project Manager - WCIBO** US Bancorp Corporate Audit Services ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- US Bank (Charlotte, NC)
- …the lead auditor, the APM helps influence engagement scope with support from primary audit manager , performs internal audit procedures, and prepares audit ... and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager (APM) is primarily responsible… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- US Bank (Charlotte, NC)
- …a reduced risk profile, innovative operational solutions, and client support. The CAS Audit Project Manager is primarily responsible for supervising staff in the ... from managers, however there are no direct reports. The Audit Project Manager is expected to monitor...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
- US Bank (Charlotte, NC)
- … audit professionals within our Technology and Operations Services Team as a Senior Audit Project Manager . This role will align to the Technology Services ... of risk mitigation -Partner with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their… more
- Coinbase (Charlotte, NC)
- …purpose and mission of Internal Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. ... performance standards, ensure high-quality deliverables, and drive timely execution of audit and compliance activities. * *Continuous Improvement & Innovation:*… more
- Regions Bank (Charlotte, NC)
- …a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and eight (8) years experience in compliance , quality assurance/control, audit or other related… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and ten (10) years experience in compliance , quality assurance/control, audit or other related… more
- Unilever (Charlotte, NC)
- Technical Project Manager - Cybersecurity, Privacy & Compliance - Unilever Prestige **Department:** Prestige Business Development **Location:** Charlotte, NC ... START YOUR APPLICATION (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3592629&source=3592629-CJB-0) **Technical Project Manager - Cybersecurity, Privacy & Compliance ,** **Unilever… more
- TD Bank (Charlotte, NC)
- …of Business:** Audit **Job Description:** The **Senior Audito** **r - US** ** Compliance Audit ** is responsible for executing and leading audit ... regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *… more
- Capital One (Charlotte, NC)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit ...years of experience in one or more areas of compliance , such as consumer , brokerage, wealth management,… more
- TD Bank (Charlotte, NC)
- …analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- City National Bank (Charlotte, NC)
- …line of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking ... new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer,...regulatory matters * Minimum 5 years' experience in banking, consumer finance, retail banking compliance , mortgage banking… more
- SMBC (Charlotte, NC)
- …enterprise governance standards, regulatory requirements, and financial controls. + Support audit and compliance activities related to portfolio delivery. People ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more