- Wells Fargo (Charlotte, NC)
- …process, regulatory, or compliance audits and/or advisory/consulting services with operational risk and data analysis experience preferred. + Strong ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …Day One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance ...Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing. + Public Accounting… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Senior Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance...key finance applications and tools + Experience in Audit, Compliance , Risk and Testing + Critical Thinking… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Robert Half Technology (Charlotte, NC)
- … and control frameworks. The ideal candidate will have a strong background in operational risk , internal audit, or compliance within the financial services ... join our team as a Technology Control and Monitoring Specialist . In this role, you will oversee the execution...services industry, with 2+ years in operational risk management, internal audit, or compliance roles… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Closing Specialist in Commercial Capital Operations as a part of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …fit and appropriateness for each opportunity as well as identify all operational , reputational, product, pricing, market, compliance and other risks early ... *INTERNATIONAL SALES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior...techniques, assist with credit approvals, inter-act with legal and compliance * Risk and credit management *… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... management. **Required Qualifications:** + 4+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti-Bribery, Corruption experience, or equivalent… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …will support the Global Credit Operations team. This role requires a strong operational risk and compliance background, and understanding of Commercial ... Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist in Agency Services as a part of Commercial...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Closing Specialist in Capital Finance as part of Commercial Banking...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Regions Bank (Charlotte, NC)
- …area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities ... pay. **Requirements** + Bachelor's degree and five (5) years of experience in Compliance , Operational Risk , Quality Assurance/Control, Audit, or other… more