- Bank of America (Charlotte, NC)
- Global Cyber Defense Compliance and Operational Risk Executive New York, New York;Charlotte, North Carolina; Pennington, New Jersey; Plano, Texas **Job ... for leading and executing the second line of defense compliance and operational risk oversight...escalating, and mitigating risks in a timely manner. **The Executive Leader Must:** + Demonstrate the stature required to… more
- USAA (Charlotte, NC)
- …management consulting firm working with Financial Services clients + Strong understanding of operational and compliance risk , and/or prior experience in a ... plans and associated work connects to corporate goals. This executive will lead the Risk Strategy, Planning...and operational planning process and budgeting for Risk and Compliance , and providing leadership, … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** **Wells Fargo is seeking an Audit Manager, Executive Director on the Compliance audit team....Manager will lead audit coverage for areas that include Compliance Risk , inclusive of the risk… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... work experience, training, military experience, education + 3+ years of Operational Risk Management experience **Desired Qualifications:** + Demonstrated… more
- American Express (Charlotte, NC)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- USAA (Charlotte, NC)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...results to Vice President, Chief Audit Executive , executive management, Audit Committees, and Risk committees… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... . **About this role:** Wells Fargo is seeking an Executive Admin Specialist that will be working closely with...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Charlotte, NC)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... us special and impactful. **The Opportunity** As the Audit Executive , Enterprise Digital and Corporate Functions, you will be...of a degree. + 10 years of internal audit, risk management, compliance , other control partner experience… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Product Management Executive Director to lead the Commercial Bank through the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high- risk issues + Works closely with executive management team to ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- TD Bank (Charlotte, NC)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk … more
- TD Bank (Charlotte, NC)
- …Tableau, Rahona, Excel and Power Point + Knowledge with Enterprise Governance, Risk Management and compliance systems suggested + Previous experience developing ... procedures in coordination with management in line with TD's Risk Program + Works with executive team,...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more
- TD Bank (Charlotte, NC)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role… more