- Wells Fargo (Davidson, NC)
- **About this role:** Wells Fargo is seeking a Financial Advisory Branch Manager - Producing in Wealth and Investment Management as part of Wells Fargo ... functions + Identify and recommend opportunities for growth of the designated branch and provide financial advice to the clients based on the required needs and … more
- Truist (Charlotte, NC)
- …systems, or external events and ensure effective remediation. Work with Senior Risk Advisory Manager to establish operating model in alignment to accelerating ... education and related training. 2. Eight plus years of experience in a financial institution with emphasis on risk management or equivalent work experience and… more
- Truist (Charlotte, NC)
- …leadership, while maintaining a focus on mitigating risk for the firm from financial , reputation and regulatory items. Ensure that the advisors and teams, OSJs ... and/or branch offices are following industry rules, regulations as well...overall transaction and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social… more