- TD Bank (Charlotte, NC)
- …& Fraud Mgmt **Job Description:** **Department Overview:** This role will function as a fraud risk and controls manager to independently manage or lead a ... risk and control support professionals performing complex work governing risk management activities. The manager will focus on the execution and… more
- Wells Fargo (Charlotte, NC)
- …and is accountable for key accountabilities within the firm-wide Internal Fraud Risk Proactive Monitoring function of employees identifying misconduct. ... **About this role:** Wells Fargo is seeking a Fraud & Claims Operations Senior Manager ...risks, applicable policies and procedures + Support and manage Risk Control Self-Assessment initiatives in addition to… more
- Bank of America (Charlotte, NC)
- …to maximize client experience while managing fraud most effectively. As a Fraud Project and Strategy Program Manager with the Client Protection organization, ... + Supports department-wide strategies and portfolio trend analysis, forecasting, and risk / control performance + Leads innovation by identifying and championing… more
- City National Bank (Charlotte, NC)
- * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... Bank's business processes, people, systems or external events. The Manager Operational Risk Business Oversight (ORBO) is...of risk identification assessments and scenario analysis, Risk and Control Self Assessments (RCSA's), Key… more
- TD Bank (Charlotte, NC)
- …governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate that Non-Models/EUC risks are managed in compliant with the ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- Huntington National Bank (Charlotte, NC)
- …Stress Testing (ie, CCAR), Credit Risk (ie, CECL), Interest Rate Risk , Fraud , Anti-Money Laundering, and Artificial Intelligence and Machine Learning ... models). This role will report to the Senior Audit Manager - Quantitative Risk Modeling. Job Responsibilities +...SAS, R, Python, or MATLAB). + Strong knowledge of risk frameworks, such as COSO's Internal Control … more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Senior Investigator… more
- Equitable (Charlotte, NC)
- …our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the maintenance and control design strategy of the Sanctions, ... FIU Enhanced Due Diligence Manager ( 240000NG ) **Primary Location** : UNITED...applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control inventory and… more
- USAA (Charlotte, NC)
- …FR Y9C etc. + Knowledge auditing enterprise money movement and financial statement fraud risk . + Knowledge auditing risks and controls associated with federal, ... us so special! **The Opportunity** As a dedicated **Audit Manager - CFO,** you'll lead and execute complex audit engagements...as the Auditor-in-Charge (AIC). + Develops and independently updates risk & control matrix at the engagement… more
- Bank of America (Charlotte, NC)
- …Skills: + Attention to Detail + Continuous Improvement + Controls Management + Risk Management + Fraud Management + Issue Management + Monitoring, Surveillance, ... Supervision Manager Charlotte, North Carolina **Job Description:** At Bank...A predominate objective of the position is to limit risk and financial exposure to the business unit and… more
- Bank of America (Charlotte, NC)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) **Shift:** 1st ... Audit Manager - Economic Sanctions New York, New York;Boston,...for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to… more
- City National Bank (Charlotte, NC)
- …COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * General working knowledge of banking industry ... * MANAGER OF AUDIT II-COMPLIANCE* WHAT IS THE OPPORTUNITY?...over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls… more
- Bank of America (Charlotte, NC)
- …Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + Experience ... Audit Manager - Transaction Monitoring New York, New York;East...for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to… more
- City National Bank (Charlotte, NC)
- …COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * Strong working knowledge of banking industry ... * MANAGER OF AUDIT II- WEALTH* WHAT IS THE...for projects of medium to high complexity with a risk -based audit approach.Assesses risks and controls, designs comprehensive audit… more
- Bank of America (Charlotte, NC)
- …Key responsibilities include conducting routine to complex investigations, including fraud committed by external parties, money laundering, or terrorist financing ... Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input… more
- Bank of America (Charlotte, NC)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Bank Policies. This position is for a Remediation Unit Manager . **Responsibilities:** + Develops and implements procedures to enhance...Customer and Client Focus + Planning + Reporting + Risk Management + Talent Development + Fraud … more
- TD Bank (Rock Hill, SC)
- …operationally sound location + Executes with excellence by adhering to all Risk and Control Policies and Procedures **Employee/Team Accountabilities:** + ... and processes of business area, and could be characterized by moderate complexity/ risk + Makes product recommendations based on Customer needs and highlights product… more
- Truist (Charlotte, NC)
- …of suspicious financial and/or fraudulent activity, to include money laundering, terrorist financing, fraud and/or any other financial risk or crime. As part of ... as well as regulations set forth by Treasury's Office of Foreign Assets Control (OFAC) and provides law enforcement with key information for the investigation and… more
- Bank of America (Charlotte, NC)
- …established procedures. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services ... of controls by evaluating data to identify issues and control improvements for remediation + Implements optimized controls and...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Travelers Insurance Company (Charlotte, NC)
- …activities required to properly investigate claims such as Subrogation, Risk Control , nurse consultants, and fire or fraud investigators and to other ... Workers Compensation or others relevant to the jurisdiction. Consults with Unit Manager on use of Claim Coverage Counsel. + Investigation/Evaluation: + Investigates… more