- Usaa (Charlotte, NC)
- …truly makes us special and impactful. The Opportunity USAA is seeking an IT /Info Security Risk Management & Governance for Executive team. This Executive should have ... as a key advisor responsible for recognizing and reporting IT and IS strategic and aggregate risks across the...ability to handle risk in an environment built by regulatory change and pioneering, new technologies. Ensures effective and… more
- SMBC (Charlotte, NC)
- …Co., Ltd. **Role Description** SMBC is in the process of enhancing its stress testing capabilities to meet the CCAR capital planning and stress testing ... time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform...will also leverage this platform to meet Internal Stress Testing , CECL Reporting, and other requirements. **Role Objectives** -… more
- SMBC (Charlotte, NC)
- …and services that ensure the bank meets all its legal and regulatory responsibilities and obligations in connection with Anti-Money Laundering (AML) efforts. **Role ... models and operating procedures. Rationalize and optimize both transaction level controls and policies. Evaluate and approve exceptions according to clip levels.… more
- TD Bank (Charlotte, NC)
- …**Preferred Qualification :** + Proven experience in cybersecurity regulatory remediation assurance, control testing and IT risk management and GRC. + ... have a strong background in IT Audit, regulatory assurance testing , and control ...will be responsible for ensuring our organization's adherence to regulatory requirements, identifying potential risks, and ensuring controls… more
- Truist (Charlotte, NC)
- …data testing program conducted by the 1LOD and/or enterprise data control testing utility. 2. Aggregate, analyze and determine the effectiveness of ... to appropriate Leadership and Executives. 3. Oversee the 1LOD or Enterprise Testing Control Utility Program/Plan, including the methodology, and drive… more
- City National Bank (Charlotte, NC)
- …maintaining a thorough understanding of CNB's Internal Controls Management Policy, control testing methodologies, and related regulatory and compliance ... thorough understanding of CNB's Internal Controls Management Policy and Standards, control testing methodologies, and related regulatory and compliance… more
- Coinbase (Charlotte, NC)
- … IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * ... controls inventory to mitigate technology risks and meet regulatory requirements, technology policies, and frameworks * Collaborate with stakeholder teams… more
- City National Bank (Charlotte, NC)
- …services * Understanding of Risk Management/Operational Risk Management and Internal Controls testing methodology * Strong knowledge of issue management ... assessment teams related to the following control management activities: control identification to match appropriate controls with identified risk exposures… more
- Eaton Corporation (Charlotte, NC)
- …schemes, breaker control schemes, SCADA system development, and generator control . + Validate system contains proper controls , metering and monitoring. ... testing , troubleshooting, evaluating, and servicing electrical distribution and control systems + Experience programming PLCs + Demonstrated leadership experience… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Director of Regulatory Reporting will oversee the production and filing of complex regulatory ... FDIC. This individual will work closely with the broader finance organization and IT partners in developing strategic and tactical reporting solutions to ensure that… more
- Coinbase (Charlotte, NC)
- …Coinbase is looking for a compliance engineering focused VP of Technology Risk and Controls reporting to Coinbase's CSO. In this role you will oversee the team ... you'll be doing (ie. job duties):* * *Lead Coinbase's global Technology Risk & Controls team*, defining and driving the second line framework across the security and… more
- Coinbase (Charlotte, NC)
- …* Validate the effectiveness of control function by leading periodic control certifications for all documented controls . * Establish and maintain trusted ... with both first and second lines of defense to maximize meetings utility, testing efficiencies and internal controls review coverage across the organization. *… more
- Huntington National Bank (Charlotte, NC)
- …the regulatory reporting process and execution of appropriate review controls . . Identifies, articulates, and coordinates regulatory reporting issues with ... Description Our Regulatory Reporting Data & Automation Manager position is...data, including providing business requirements to data partners (including IT and Finance Data Resource Group) and complete user… more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Indeed (Charlotte, NC)
- …diverse business functions aimed at evaluating the design and operational effectiveness of IT controls . + Test IT infrastructure (servers, networks, ... and advisory services for the company's technology environment. This includes reviewing IT risk management, governance, and internal control systems.. This role… more
- Coinbase (Charlotte, NC)
- …data-intensive environment. *What you'll be doing (ie. job duties):* * *Data Analysis for IT and Security Control Testing :* * Perform in-depth data analysis ... of key Information Technology ( IT ) and security controls , and perform comprehensive testing of system...that will support the internal audit team in their control testing . In addition, the candidate should… more
- Coinbase (Charlotte, NC)
- …of regulatory changes * Support tracking of implementation of process/ control changes and post-implementation reviews * Provide advice and support on change ... alignment. Attendance is expected and fully supported. The Coinbase Regulatory Change Management (RCM) function is responsible for the...team documents and records * Other project work * Risk/ Control and Data Mapping * Support LRO, risk and… more
- Wells Fargo (Charlotte, NC)
- …including operational resilience and third-party risk. + Perform regular risk assessments, control testing , and ensure adherence to enterprise risk appetite. + ... in designing and implementing risk mitigation strategies, business processes, and controls that mitigate risks and address regulatory requirements **Specific… more
- Ingersoll Rand (Davidson, NC)
- …GRC platforms (eg, AuditBoard, ServiceNow GRC, OneTrust, LogicGate) for risk registers, control testing , exceptions, and audit workflows. + High level of ... track resolution. + Oversee the implementation and maintenance of controls to meet regulatory , contractual, and internal...area of responsibility + Maintain awareness of industry trends, regulatory changes, and best practices in IT … more
- TD Bank (Charlotte, NC)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to address ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
