- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank, Ltd. - New York Branch, Mizuho ... to US Basel III at both BHC and legal entity level + P repare and review monthly/quarterly/annual regulatory reports with primary focus on FR Y-15, FR Y-9C and… more
- JPMorgan Chase (New York, NY)
- …and other Corporate Functions to obtain information/documentation to respond to regulatory requests. + Review , analyze, and summarize information/documentation ... with innovation and compliance. As a Tech Risk Engagement Associate in our Cybersecurity and Technology Controls team, you...will contribute to a team that supports the complex regulatory landscape within the firm's risk appetite. Collaborate with… more
- Mizuho Corporate Bank (New York, NY)
- …control enhancements. Summary: You will be primarily responsible for testing and validating multiple regulatory reports to ensure that they are prepared in ... Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the overall control… more
- Publicis Groupe (New York, NY)
- …to output a compliant submission PDF, and annotating pertinent information. + Manage multiple direct reports at the Associate , Senior Associate , and ... stability and experience of a global leader. **Overview** The Senior Manager, Regulatory Promotional Operations, is a subject matter expert specializing in the… more
- Publicis Groupe (New York, NY)
- …of clients) follow the protocol established by our pharmaceutical company clients for regulatory review . The Senior Manager plays a key role in establishing ... career development + Provide estimates for SOW development + Work with the Director, Regulatory Review in the development of departmental SOPs + Oversee work of… more
- Publicis Groupe (New York, NY)
- …the stability and experience of a global leader. **Overview** The Manager, Regulatory Promotional Operations, is a subject matter expert specializing in the ... materials to be reviewed through the client Medical, Legal, Regulatory (MLR) process. Acting as a brand lead, the...each project through the various stages of the MLR review process. The Manager provides expert guidance on submission… more
- SMBC (New York, NY)
- …will work within the Legal Department and report to the Managing Director, Associate General Counsel. **Role Objectives** + Provide US bank regulatory advice ... trading, and intercompany transactions. + Advise on applications, reports, and other regulatory submissions to US Federal and State banking regulators. + Participate… more
- Principal Financial Group (New York, NY)
- …team in achieving operational readiness. + Financial Statement Preparation and Regulatory Requirements - Prepare/ review financial statements (including balance ... **What You'll Do** We're looking for a Senior Associate to join our Fund Administration, Tax &...analyze, review SEC Yields for assigned funds, prepare/ review data required for various regulatory reporting… more
- Neuberger Berman (New York, NY)
- **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with ... skills and the ability to think critically, issue spot, and efficiently review a variety of marketing literature. **Responsibilities:** + Provide strategic advice on… more
- Deloitte (Stamford, CT)
- …Preferred + AML Consulting Experience + Certifications such as CAMS and CFE + Regulatory experience + Ability to speak multiple languages The wage range for ... please consider an opportunity with Deloitte as a Project Associate . A Project Associate at Deloitte plays...as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of… more
- Bank of America (New York, NY)
- …(VBT) data and Management Information System (MIS) processes that may impact multiple product control businesses + New transaction review and substantiation ... Sr Business Financial Control Product Associate -Global Financing & Futures AMRS New York, New...management of our company. This includes accounting, financial and regulatory reporting, balance sheet management, financial planning and analysis,… more
- Scotiabank (New York, NY)
- Associate , Corporate Banking, Technology - Execution **Requisition ID:** 204251 **Salary Range:** 135,000.00 - 155,000.00 _Please note that the Salary Range shown is ... committed to results, in an inclusive and high-performing culture. **Title: Associate , Corporate Banking, Technology - Execution** **Global Banking and Markets**… more
- Educational Alliance, Inc. (New York, NY)
- …The Role: Under the direction of the Director of Compliance, the Associate Director of Compliance is responsible for monitoring compliance standards of the ... Center for Recovery Wellness (CRW) residential and outpatient components. The Associate Director of Compliance will oversee the adherence to all relevant regulations… more
- Scotiabank (New York, NY)
- Associate Director, Legal Counsel, Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 180,000.00 - 211,800.00 _Please note that the Salary ... legal support on a broad range of matters across multiple businesses and operations of the Bank's US Global...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- JPMorgan Chase (New York, NY)
- …and product suites remain competitive and evolve with the industry and regulatory landscape. **Our Team** As a Wealth Management Solutions, Product Development, ... Associate within our Investment Solutions team, you will be...are continually competitive and evolving with the industry and regulatory landscape. This role offers you the chance to… more
- Santander US (New York, NY)
- AVP, Senior Payment Risk Associate New York, United States of America The AVP, Senior Payment Risk Associate will be responsible for identifying, assessing, and ... managing operational risks associated with payment operations, ensuring compliance with regulatory requirements, and contributing to the development of robust risk… more
- Morgan Stanley (Purchase, NY)
- …Finance is comprised of Business Unit Controllers, Infrastructure Controllers, Accounting, Regulatory and Reporting groups, and Valuation Review . Position ... is responsible for overseeing the accounting and financial and regulatory reporting for the Firm. They prepare external financial...more efficiently. We are looking for a high energy Associate level candidate to support the WM Finance CCAR… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** A Relationship Manager Associate (RMA) within the Global Institutional Relationship Management team supports all ... for client meetings, including but not limited to a detailed review of presentation materials, coordination of relevant account information, in addition… more
- Meta (New York, NY)
- …as we build and scale for our global community. **Required Skills:** Associate General Counsel, Product & Privacy Responsibilities: 1. Become a deep subject-matter ... questions, and for the broader legal team's questions about your product 3. Review new and changed products, features, platforms and initiatives to provide practical… more
- Neuberger Berman (New York, NY)
- …of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity, fixed income, liquid alternatives and private ... a registered fund compliance program, including: + Annual Rule 38a-1 compliance review ; + Maintaining compliance manual and associated policies and procedures; +… more