- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Manager Corporate Compliance is seeking a Compliance ... The NMTC Program drives investments in low-income and underserved communities. The Compliance Advisor Manager will also advise on Volcker and Swap Dealer… more
- Capital One (New York, NY)
- …and is responsible for delivering on specific tasks and repeatable processes. _The Compliance Advisor Manager maintains all organizational and professional ... NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager … more
- Wells Fargo (New York, NY)
- …and define the growth of our business. We are seeking a Senior Marketing Manager (Senior Lead Marketing Consultant) to support our independent financial advisor ... education on marketing, branding, social media and digital strategies to independent financial advisor business owners and their staff. **In this role, you will:** +… more
- M&T Bank (New York, NY)
- …The Compliance Advisor works under general supervision of the Compliance Manager but exercises a high level of judgment and discretion to ... and M&T Bank Executive Management is expected in the role. The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief… more
- Scotiabank (New York, NY)
- Senior Manager , Technology and Cyber Risk Advisor **Requisition ID:** 212524 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... cybersecurity/technology risk, disaster recovery and technology resilience, cloud security, SDLC, compliance , policy, and governance. The IS&C Senior Manager … more
- Catholic Health Services (Melville, NY)
- …in a hospital strongly preferred. Two years administrative background as physician manager preferred. Previous experience as a physician advisor preferred. ... planning (DP), LOC and clinical documentation. Works with Corporate Compliance to interpret new regulatory and compliance ...CM processes and policies, as well as the Physician Advisor role, activities and expectations. Collaborates with CM and… more
- Bank of America (Great Neck, NY)
- …+ Home Service Specialist II, Lending Client Associate, Lending Client Support Manager , Lending Specialist, Senior Banker, Business Solutions Advisor or ... Credit Solutions Advisor - Great Neck Great Neck, New York...as well as complying with all Federal and State compliance policies. **Desired Qualifications:** + Experience working in a… more
- Touro University (New York, NY)
- …academic and professional objectives in GSE's programs. The Graduate Academic Advisor build relationships with students, assist in exploring and comprehending their ... a student to successful degree completion is a major responsibility. The Graduate Academic Advisor is responsible to inform a student in a timely fashion if they… more
- Citigroup (Huntington, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance… more
- M&T Bank (Hauppauge, NY)
- …ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... related duties as assigned. **Scope of Responsibilities:** As the manager for a book of client relationships, the Wealth... for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of… more
- CenterWell (Hauppauge, NY)
- …caring community and help us put health first** The RN Clinical Assessment Advisor directly completes and oversees development/ of the plan of treatment as approved ... skills Knowledge of state and federal home health agency regulations and compliance standards and regulations Knowledge of clinical policies and procedures and… more
- Touro University (New York, NY)
- Overview The Academic Advisor plays a critical role within the advising team, providing comprehensive academicsupport and guidance to students enrolled at Touro ... adjust to college life. + Serve as a case manager for students, assisting with college as well as...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations… more
- M&T Bank (New York, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **Primary Responsibilities:**...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line...trade surveillance concepts and tools + Experience as an advisor to a sales and trading business + ability… more
- City of New York (New York, NY)
- …from procurement through post-award and close-out. Manage the Design-Builder and Owner Advisor to ensure contract compliance , optimization of budget, schedule, ... Thomson Avenue, LIC, NY 11101 Only candidates who are permanent in the Project Manager title, who are reachable on the Open-Competitive List (Exam #0126), or who… more
- Bank of America (New York, NY)
- Merrill Market Client Relationship Manager New York, New York;New York, New York **Job Description:** This job is responsible for leading the overall service ... financial, operational, and reputational risks. The **Market Client Relationship Manager (MCRM)** is a direct report to the Division...of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model… more
- Bank of America (New York, NY)
- Supervision Manager New York, New York;Iselin, New Jersey; Philadelphia, Pennsylvania **Job Description:** At Bank of America, we are guided by a common purpose to ... organization. The Supervisory Management position will serve to ensure regulatory compliance and corporate mandates for all administrative, sales, and operational… more
- JPMorgan Chase (New York, NY)
- …allow us to customize solutions tailored to clients' specific needs. As a Relationship Manager within JPMorgan Advisors, you will be a vital member of the Financial ... Advisor 's team. Your role will involve close collaboration with...meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc… more
- KPMG (New York, NY)
- … and safety and soundness regulations, (such as a compliance manager and/or officer, auditor, examiner, advisor , consultant, or regulatory counselor) at ... federal or state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred +… more
- Morgan Stanley (New York, NY)
- …A minimum of 5 years of experience in Wealth Management, as a Financial Advisor (with satisfactory production and compliance record), or comparable product area ... part of the Regional Sales Team, the Business Development Manager (BDM) is responsible for driving revenue growth in...against suitable client need and, where necessary, refer Financial Advisor inquiry to the right internal partner * .… more