- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and… more
- Siebert Williams Shank (New York, NY)
- …and Responsibilities * Support compliance efforts related to supervisory oversight , training, e-mail surveillance, branch office exams, FINRA licensing and ... will assist with risk management, provide advice on and oversight of SWS's compliance with US securities...and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in… more
- Citigroup (New York, NY)
- …strength and differentiator for TTS and Citi, given the significant depth of the branch network and years of operating experience, many of them exceeding 100+ years. ... and Services' Third Party Management program. They will provide oversight of third party risk and robust execution of...ensure appropriate execution of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- TD Bank (Melville, NY)
- …for own area and resolves operational issues/escalations within the Store + Ownership/ oversight of simple to complex daily branch administrative duties + ... supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and...and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the… more
- City of New York (New York, NY)
- …expenses and oversees budget expenses for the office's day-to-day functions. - Ensures compliance with citywide rules and oversight regulations and guidelines. - ... City's Mayor, Eric Adams is head of the executive branch of New York City's government. Mayor Adams has...include your cover letter under the "Message to Hiring Manager " field. Qualifications 1. Do you have a baccalaureate… more