- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Compliance Oversight Manager - Retail Card Service provides second line ... is outlined in the general description below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to… more
- TD Bank (New York, NY)
- …the role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and… more
- Morgan Stanley (Purchase, NY)
- …annuities and insurance, retirement, and trust. Consulting Group (CG) is the retail investment advisory arm of Morgan Stanley Wealth Management with a long-standing ... the firm to provide access to advice and investment manager research. *_Department Summary_* The CG Business Risk team...account supervision controls for the CG programs, including the oversight , outreach, and education to ensure adherence to CG… more
- Amazon (New York, NY)
- …of retail spaces! This role provides strategic leadership and oversight to the Construction Project Management family supporting innovation and expansive growth. ... methodologies to enhance communication, streamline processes, and ensure regulatory compliance Key job responsibilities * Responsible for leading and managing… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of America, ... resolution planning, climate risks, and end to end risk oversight of the CFO group may also be in...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.) + Review and Challenge of… more
- Tradeweb (New York, NY)
- …world's largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 70 countries across the globe. Since our ... proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** In order to capitalize on our… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, ... and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement… more
- BJs Wholesale Club (South Setauket, NY)
- …in the execution and delivery of exceptional service and value. Provide TM oversight and direction to exceed performance expectations and results in each area ... areas of responsibility to enable the application of policies, procedures, and compliance . + Drive a culture of development, strategic thinking and acting, ethical… more
- House of Blues (New York, NY)
- …qualities, so if this sounds like you, please read on! THE JOB As a Product Manager , you will play a crucial role in shaping and executing our product - Promoted Ads ... are looking for a creative, curious, and motivated Product Manager to join our growing team as we build...specs and acceptance criteria for user stories. + Development Oversight : Be responsible for the daily planning of software… more
- Sodexo (New York, NY)
- …a difference in the communities we serve!** **Sodexo** is seeking a **Food Operations Manager 2** for **NYC Health + Hospitals/Gouverneur** , a 295 bed long and ... close to Brooklyn and public transportation. The **Food Operations Manager 2** at this location will manage a unionized...these areas to achieve optimal unit performance; + have oversight of the patient Services area, patient food service… more
- JPMorgan Chase (New York, NY)
- …a safe and secure environment for our employees, clients, and assets in our retail and corporate environments in North America. As an Armed Security Manager ... and responding to incidents and emergencies. Your responsibility may include direct oversight and performance management of the guard staff, delivery of appropriate… more
- TD Bank (Melville, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the ... and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the...personalized, connected experiences. **Depth & Scope:** + Provides supervisory oversight to a team of advice and service colleagues… more
- TD Bank (New York, NY)
- …Treasury/Balance Sheet Risk Management). A non-trading market risk management position with oversight of the US Treasury team, which is responsible for measuring and ... managing the Bank's interest rate and liquidity risk, including the oversight of the Bank's investment portfolio. Act as a subject matter expert while providing… more
- 24 Hour Fitness, INC. (East Northport, NY)
- …and Supervisors are accountable for communication, implementation, enforcement, monitoring and oversight of compliance policies and practices in their ... and members through a compelling approach of offering membership, fitness and retail products and services. The SSE builds relationships and translates the value… more
- Mount Sinai Health System (New York, NY)
- …direct supervision of the Director of Specialty Pharmacy, the Specialty Pharmacy Manager and the Specialty Pharmacy Clinical Liaison, the Specialty Pharmacy Access ... this position. The Lead is primarily responsible for, but not limited to, oversight of staff responsible for the prompt attention to prior authorization of specialty… more
- Citigroup (New York, NY)
- …representing CPWM and the franchise. This includes heads of HR, Legal, Risk, Compliance , ICG, Mortgage, Retail Bank, Commercial Bank, and Capital Markets. + ... and terminations and budget approval. **Responsibilities:** + Wealth Mgmt Manager primary focus is to ensure corporate strategy execution...all FAs in a defined region with direct managerial oversight of the RSMs and in some instances FAs… more
- Fifth Third Bank, NA (New York, NY)
- …strategies + Trade fixed income securities in support of Institutional and Retail Sales representatives + Balance, reconcile and manage inventory positions within ... a timely manner and ensure transactions adhere to FTS compliance standards + File appropriate regulatory reports on timely...to meet requests from partners + Responsible for informing manager and Head of Trading on all issues that… more
- S&P Global (New York, NY)
- …for a small group of high-profile Insurance companies + Partner with the Analytical Manager and other senior analysts on the team to exercise analytical oversight ... class benefits for families. + Beyond the Basics: From retail discounts to referral incentive awards-small perks can make...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- TD Bank (New York, NY)
- …of Business:** Legal **Job Description:** **Department Overview:** As part of the Marketing and Retail Lending Legal Team, the Counsel is at the center of helping TD ... and financial services that meet our customer's goals. You will provide legal advice, oversight , and support to TD's US Marketing corporate function, as well as the… more