- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...which uphold the standards set forth by the firm's compliance program. These will include core pillars… more
- Citigroup (New York, NY)
- …transformation activities as related to the office of the Chief Compliance Officer and as aligned to the core operational processes. + Providing timezone ... (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking &… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... in content by the compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also maintain the Written Supervisory… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- MetLife (New York, NY)
- Role Value Proposition: Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable ... well as to foster and embed a culture of compliance . CRM is part of Global Risk Management. Within...effective training and communications strategy which builds upon MetLife's core values. * Additional responsibilities as assigned by the… more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely ... and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting...within its US, Tokyo, and EMEA regions, working with core Finance teams and other key colleagues (Technology, Risk,… more
- Rising Ground (New York, NY)
- …S upport a high performing culture aligned with Rising Ground's expectations and core values. Working closely with Chief Program Officer and organization ... City . About the Role The Assistant Chief Program Officer (ACPO) will work closely with the Chief Program...divisions . This includes ensuring that programs are in compliance and prepared for reviews as well as working… more
- Xerox (Stamford, CT)
- Chief Accounting Officer **General Information** Press space or enter keys to toggle section visibility City Norwalk, Stamford State/Province Connecticut Country ... leader to join Xerox as the **VP, Chief Accounting Officer ** (CAO or 'Global Chief Accountant'). The CAO will...in managing accounting activities, ensuring alignment with Xerox's mission, core values, policies, and corporate strategy. The CAO will… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor, and supervise a… more
- International Rescue Committee (New York, NY)
- Requisition ID: req54628 Job Title: Monitoring, Evaluation, and Learning Officer , VR&P Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment ... and impactful, outcomes-focused program design. The Monitoring, Evaluation, and Learning Officer will lead the monitoring and evaluation of the Virtual Resettlement… more
- Leap (New York, NY)
- LEAP Services, Inc. Chief Financial Officer /Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores - powered ... Your ideas, thinking, and voice are wanted. Reports To: Chief Executive Officer Supervisory role to the following departments: Finance, Accounting, Data & Analytics,… more
- Adelphi University (Garden City, NY)
- Public Safety Officer - Part Time Job Department/School Public Safety and Transportation FT/PT/Temp Part time Location Garden City, NY Public Safety Officer - ... strives to accomplish its mission while adhering to its core values of Pride, Professionalism, and Service to the...weekends, evenings and on-call as needed. SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the hourly… more
- CUNY (New York, NY)
- Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The City University of New York (CUNY) is the nation's largest urban public university.The CUNY ... CUNY School of Medicine (CUNY Med) is seeking aChief Diversity Officer /Title IX Coordinator. This leadership position involves frequent high-level interaction and… more
- Adelphi University (Garden City, NY)
- Public Safety Officer Job Department/School Public Safety and Transportation FT/PT/Temp Full time Location Garden City, NY Public Safety Officer (two positions) ... strives to accomplish its mission while adhering to its core values of Pride, Professionalism, and Service to the...and Service to the University Community. SALARY INFORMATION: In compliance with New York's Pay Transparency Act, the salary… more
- EMCOR Group (Farmingdale, NY)
- **Description** **Job Title: Chief Financial Officer ** **Report to: Company President and CEO (with functional and fiduciary reporting relationship to CFO, EMCOR ... and on-time delivery, Heritage is the premier choice for projects ranging from Core and Shell Office Buildings, major tenant fit-out projects and Higher Education… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Job Summary** SMBC is seeking a Credit Officer with strong credit and quantitative skills to analyze the credit risk and ... is also helpful, but not required. As part of SMBC's 2LoD, the Credit Officer 's main responsibility entails the review of credit applications submitted by the front… more
- Citigroup (New York, NY)
- …context, Human Resources is responsible for the development and delivery of core HR programs including: sourcing qualified talent; assisting managers to apply ... the Human Capital Risk Management Framework across Citi. Our core activities are performing a quarterly Human Capital Risk...Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports Global… more
- City of New York (New York, NY)
- …the marketplace from predatory practices and strives to create a culture of compliance . Through its community outreach and the work of its offices of Financial ... procurement manager to serve as its Agency Chief Contracting Officer (ACCO). The selected candidate will be reporting to...- Prepare documentation in response to FOIL requests in compliance with State mandates; - Attend ACCO meetings and… more