- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- Wells Fargo (New York, NY)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... (CIB), specifically for the coverage sectors within investment banking . **In this role, you will:** + Develop, oversee, train, and provide expert business and… more
- MUFG (New York, NY)
- …who will be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). Supporting corporate banking business operations and ... various internal parties and face customers to conduct daily corporate banking operations, including the boarding of...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- Bank of America (New York, NY)
- …with Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest Rate ... Credit Risk Officer - Corporate / Commercial New...structuring, and monitoring tasks **Required Qualifications** + 7+ years Commercial/ Corporate banking risk and/or analysis experience +… more
- Citigroup (New York, NY)
- …leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & International ICRM. ... broad range of financial products and services, including consumer banking and credit, corporate and investment ...and effective. + Developing and coordinating communications for the Banking & International Chief Compliance Officer… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking , institutional equity sales, trading and research, fixed… more
- Wells Fargo (New York, NY)
- … Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products Group in the ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...lines of defense, including business line leadership, Legal, Audit, Compliance , and other corporate stakeholders to facilitate… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- Citigroup (New York, NY)
- …a top economics, business, or financial engineering program **Job Family Group:** Institutional Banking **Job Family:** Corporate Banking **Time Type:** Full ... and other types of financial transactions in coordination with the Institutional Banking team. The Senior Banker also serves as an intermediary in trading… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Bank of America (New York, NY)
- …throughout Risk and Global Banking and Markets, particularly colleagues in Corporate Banking / Relationship Management, Trading (primarily FX and Interest ... Credit Sr. Officer Dallas, Texas;New York, New York; San Francisco,...relationship profitability to provide high quality credit approval to Corporate Banking , Investment Banking , Global… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. +… more
- Wells Fargo (New York, NY)
- …Control Management Officer to support risk execution initiatives in the Corporate & Investment Banking (CIB) Client Lifecycle Management division. The Client ... Lifecycle Management (CLM) division provides client support services to Corporate Banking and Commercial Real Estate clients. This position will be aligned to… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Bank of America (New York, NY)
- …and recommending changes as warranted **Required Qualifications:** + 7+ yrs experience in commercial banking related role for Leasing Credit Sr Officer , 5 + yrs ... Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago,...Responsible for delivery of integrated credit solutions to large corporate clients. Partner closely with client-facing teammates in the… more