- Anywhere Real Estate (New York, NY)
- …detail-oriented and collaborative leader and team player to serve as Vice President, Securities and Corporate Governance . This position will be responsible for ... experience, including 3 to 5 years' experience supporting the securities and corporate governance needs of a...Jersey or the ability to obtain a limited corporate counsel license in New Jersey + Eight (8) to… more
- MUFG (New York, NY)
- …remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel , Vice President At MUFG, we share a vision for our future, we share ... the prudential regulation and operations of financial institutions. + Advise on governance matters for banking organizations. + Assist with internal audit and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- NatWest Markets (Stamford, CT)
- Head of Regulatory Relations, Corporate Governance , and Registrations Stamford,United States Permanent Full Time \#R-00244253 Share: ... (https://jobs.natwestgroup.com/jobs/15076522-head-of-regulatory-relations-corporate- governance -and-registrations/apply?tm\_src=0) Our people work differently depending on their jobs… more
- Neuberger Berman (New York, NY)
- …Berman is seeking a Senior Staff Attorney to support its Corporate and Legal Governance team. The Senior Staff Attorney will report to the General Counsel ... company's corporate business initiatives, including but not limited to corporate governance , company equity support, and transaction support, while working across… more
- Scotiabank (New York, NY)
- …relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the application of ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- Wells Fargo (New York, NY)
- …research and insights, and public affairs (eg, Environmental Sustainability and Governance , Diversity and Inclusion, Community outreach), to ensure the proper ... + Ability to provide strategic design thought leadership and counsel to partners and ability to connect "dots" across...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more