- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- KPMG (New York, NY)
- **Business Title:** Director , Consumer Compliance **Requisition Number:** 118205 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...a career in Advisory. KPMG is currently seeking a Director in Consumer Compliance for our Consulting… more
- KPMG (Stamford, CT)
- **Business Title:** Director , Markets Compliance **Requisition Number:** 118215 - 20 **Function:** Advisory **Area of Interest:** **State:** CT **City:** ... we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive...Minimum eight years of related work in a regulatory compliance and/or risk management function, capital markets … more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- TD Bank (New York, NY)
- …practices and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...(USA) LLC Research group, Strategist teams and others producing Market Commentary within the Firm. Such advice will be… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 Share: ... (https://jobs.natwestgroup.com/jobs/14903244- director -electronic-trading- compliance -officer-us/apply?tm\_src=0) Our people work differently depending on their… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- Wolters Kluwer (New York, NY)
- ** Director , Product Management, Market Strategy - Compliance Analytics** **- Hybrid MA/MD/MN/NY/** **PA** **R** **0043219** **Summary:** The Director , ... building and executing a high growth strategy in the Compliance Analytics market space. This includes both...on banks and specialty lenders a **cross the following** ** markets :** **Document Generation | Digital** **Lending |** ** Compliance… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market … more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- Danaher Corporation (New York, NY)
- …lives with diagnostic tools that address the world's biggest health challenges. The Senior Director of Medical Safety and Compliance will lead the Medical Safety ... to provide timely medical and clinical consultation and review for pre- and post- market risk assessments, medical review, and adverse event reporting. This role is… more
- RELX INC (New York, NY)
- Do you have a real eye for detail and compliance ? Are you a legal professional looking to grow your career in Compliance and Ethics? About our Team RELX is a ... We are committed to operating with integrity and in compliance with all applicable laws and regulations. About the...in North America. The headquarters is in London. The market capitalization is about pounds 60bn ($80bn), making it… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-shc- compliance ... and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions of the Student Health Center (SHC).… more
- CIBC (New York, NY)
- …monitoring program for its Equity and Equity Derivatives business; + Providing ongoing Compliance advisory services to the US Capital Markets business, which ... please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. + Leading assessments of clients'… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- Adelphi University (Garden City, NY)
- …other non-verbal learning disabilities. Title Position Reports To : Senior Associate Director SALARY INFORMATION: In compliance with New York's Pay Transparency ... Associate Director Job Department/School Bridges to Adelphi Program FT/PT/Temp...education/training, key skills, internal peer equity, as well as market and organizational considerations when extending an offer. The… more
- Mizuho Corporate Bank (New York, NY)
- Position Overview: The Corporate Tax Compliance Associate/AVP will support the Director of Compliance in managing the company's tax compliance , ... and reporting of tax provisions (ASC 740) and effectively managing the tax compliance process. Key Responsibilities: + Tax Provision (ASC 740): + Prepare and… more