- MetLife (New York, NY)
- …is part of Global Risk Management. Within CRM, the Governance, Customer Protection & Employee Conduct Compliance team has the responsibility for the ... execution and oversight of MetLife's global customer protection and employee conduct compliance programs which drive appropriate business practices and… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking,...this or other roles at Scotiabank! At Scotiabank, every employee is empowered to reach their fullest potential, respected… more
- Family and Children's Association (Mineola, NY)
- …FCA policies and procedures are being followed, and that behavior meets FCA's Code of Conduct . The Compliance Officer vets and directs compliance issues ... Compliance Officer The Opportunity FCA is...or deal with similar situations in the future. + Conduct thorough and consistent audits checking for compliance… more
- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise ...each of the regulated entities to identify and mitigate employee conduct risk, ensure adherence to regulations,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of … more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... through ongoing research, education, and industry affiliations * Develop and conduct compliance training ensuring courses are compatible with regulations… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential...quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking… more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... DATE: April 18, 2024 TITLE: Provisional- College Public Safety Officer I (Non-Sworn) CAMPUS: College START DATE: ASAP TYPE...parking Violation Tickets. + Enforces the Student Code of Conduct ; testifies in hearings and criminal courts. + Performs… more
- City of New York (New York, NY)
- …Work with assigned Special Officer to ensure that all reports are in compliance with required trainings. Why you should work for us: - Loan Forgiveness: As a ... FOR POSTING: Open to candidates who are permanent in the title of Special Officer and will therefore be eligible to take the promotional exam for Supervising Special… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55970 Job Title: Program Officer , Partnerships Sector: Program Administration Employment Category: Fixed Term Employment Type: Full-Time ... expand R&P capacity through remote placement and affiliate partners. The Program Officer , Partnerships supports a range of activities involved in establishing and… more
- City of New York (New York, NY)
- …MANAGER. Division/Program Summary Description: The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, ... Position Summary: Under direct supervision of a Deputy Agency Chief Contracting Officer , the selected candidate will utilize varying degrees of managerial direction… more
- City of New York (New York, NY)
- Job Description Program Description: The Office of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking to hire an exceptional, ... agreements prepared by other professional staff and all procurement activities in full compliance with New York City Procurement Rules and Laws and in accordance… more
- Citigroup (Plainview, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service to… more
- HSBC (Scarsdale, NY)
- …our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager and the overall Relationship ... to increase their capacity to address clients' needs and conduct higher value activities which will contribute to the...the overall cost efficiency ratio. As our Wealth Relationship Officer you will: + Provide a pivotal role in… more
- L3Harris (North Amityville, NY)
- …Job Description: Commensurate with the position of Assistant Facility Security Officer , incumbent is responsible for managing and directing all physical security ... related requirements and ongoing compliance within the L3Harris Space and Airborne Systems (S&AS)...Systems (SIMS), and other databases and record-keeping repositories. + Conduct initial and recurring security briefings to cleared workforce… more