- CIBC (New York, NY)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) ... CIBC's policies and procedures relating to US Capital Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance… more
- CIBC (New York, NY)
- …Global Markets businesses, including: Cash Equities, Program Trading, DMA, Listed Equity Derivatives , Delta1, Convertibles, Fixed Income, Treasuries, Repo ... 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives ) compliance issues gained at an investment… more
- JPMorgan Chase (New York, NY)
- Join our Global Sponsors Private Side Sales team! As an Executive Director in JPMorgan's Global Sponsors Private Side Sales team, you will originate, structure ... execute fund and asset-backed financing transactions for the firm's Private Equity , Infrastructure, Secondaries and Real Estate funds. Typical transaction types… more
- Morgan Stanley (New York, NY)
- …Banking/Sales/Trading/Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * **Location:** *New York-New York* **Requisition ... Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity Division (IED) responsible for managing the risks associated with electronic… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** CM is seeking a Director within its Risk Management Department. The role will report into the Team ... the RMDAD to cover market risk across banking book, derivatives , and securities products. **Role Objectives: Delivery** 1. Assist...and visualizing complex issues in an accessible manner for executive , senior and technical audiences + 20% Able to… more
- TD Bank (New York, NY)
- …Equity Research Business line. Knowledge of Debt Research a plus. + Knowledge of derivatives and equity derivative sales and trading markets a plus + Strong ... and insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We also cross-sell the ... Associate Director , US Global Capital Markets, COO **Requisition ID:**...meaningful, robust business commentary for various recurring Management and Executive Committees, Board meetings, and regulatory forums Regulatory and… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives , FX, custody ... Summary We are looking for a senior Strategic Sourcing Director to join our procurement team and lead the...and qualify potential suppliers. + Take the lead on executive level engagements to negotiate contracts and commercial terms… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives , energy, foreign exchange and precious & metals. We also cross-sell the ... leverage broader Bank relationships, systems and knowledge + Support the Director , Anti-Bribery & Anti-Corruption, in the ongoing development, maintenance, and… more