- TD Bank (New York, NY)
- …on TDS Compliance Initiatives in accordance with the TD Global Compliance Department Mandate and the Regulatory Compliance Management Program + ... and implementation of stakeholder engagement plans, programs and projects to support TDS regulatory Compliance objectives + Works closely with the Regulatory … more
- SMBC (New York, NY)
- …Description** The Head of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, ... reporting directly to the Head of Corporate Compliance . This role is tasked with leading three key...This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory… more
- Scotiabank (New York, NY)
- … are executed in support of the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the US operation ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...+ Work collaboratively with other members of the Bank Regulatory Compliance team to support the US… more
- Insight Global (New York, NY)
- …success managing multiple technology initiatives in a fast-paced environment. The Head of Compliance Technology reports directly to the firms Chief ... Job Description Insight global is searching for a Head of Compliance Technology. In this...financial environment or digital assets - Strong understanding of regulatory and industry standards in relation to AML, BSA,… more
- Citigroup (New York, NY)
- …and compliance monitoring programs, identify reporting metrics associated with regulatory compliance program execution, and develop corrective action plans ... compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as...and help the business plan for changes in the compliance and regulatory environment. + Providing counsel… more
- Citigroup (New York, NY)
- The Global Head of Wholesale Credit Risk Reporting will oversee the production of key management and regulatory reports for Wholesale Credit Globally. This role ... reports to the Head of Data Analytics Reporting and Tech (DART) and...critical impact or influence on key reporting and data initiatives in the Risk organization. **Key Responsibilities** . Lead… more
- Scotiabank (New York, NY)
- …teams to identify, prioritize, and implement necessary remediation actions to maintain regulatory compliance and service quality. ** Regulatory Compliance ... Director, Head of US IT Infrastructure **Requisition ID:** 211015...and cloud services, ensuring alignment with business needs and compliance requirements. + Oversee the delivery of end user… more
- Citigroup (New York, NY)
- …more efficient, where possible. + Partner effectively with cross-functional teams to drive compliance initiatives and resolutions to compliance issues. + ... **Description:** The KYC Policy and Standards Head will join the AML Prevention Team, reporting to the Global AML Prevention Head . The role will have… more
- Citigroup (New York, NY)
- …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 15 ** Head of Software Engineering: Commercial and Index Governance Systems** The Head of Software… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms is… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...of global policies and impact of local legal and regulatory requirements. + Maintain oversight over emerging and existing… more
- Guardian Life (New York, NY)
- …marketing professionals, providing guidance, mentorship, and performance management. + Ensure compliance with all regulatory requirements related to marketing ... The Head of Wealth Management Marketing will own the...own the strategic planning, development, and execution of marketing initiatives for our Wealth Management division. This senior leadership… more
- Guardian Life (New York, NY)
- The Head of Engagement and Service Marketing will be instrumental in shaping and driving the marketing strategy for our existing block of clients. This role will ... thinking, creativity, and executional excellence to lead our marketing initiatives and cultivate strong client relationships! **Key Responsibilities** + Develop… more
- City National Bank (New York, NY)
- …are delivered with minimal disruption to business operations. * Ensure compliance with regulatory requirements, industry standards, and internal policies ... * HEAD OF LENDING & CORPORATE FUNCTIONS TECHNOLOGY* WHAT...implementing corrective actions as needed. * *Risk Management and Compliance :* * Identify, assess, and mitigate risks across the… more
- JPMorgan Chase (New York, NY)
- …or similar Control Management-related function managing large scale programs and initiatives within a financial services firm, regulatory organization, legal ... Join JPMorgan Chase's Risk Management and Compliance (RM&C) team, where you'll play a pivotal...Management team, you will be reporting directly to the Head of the Office (ODG) of Regulation and Document… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Senior Manager, Regulatory and Business Initiatives Group **Requisition...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- SMBC (New York, NY)
- …Americas Division, including leading reporting activities, helping to drive strategic initiatives , and working with stakeholders across the bank to advance ... sustainability programs, evaluate progress, understand external expectations, support regulatory disclosures, respond to external inquiries, and amplify success… more
- S&P Global (New York, NY)
- …to change management guidelines. Conduct regular audits to ensure compliance , standardize development efforts, minimize risks, and enhance operational resilience. ... of feeds to downstream systems such as CMDB. For accuracy. + **Audit, Compliance & Business Continuity:** Create and provide required artifacts for audit and … more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... while structuring deals that balance risk and reward. + Execution of strategic initiatives launched centrally at all levels (Group, Bank, Commercial Bank) + Oversee… more