- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Nikko America and SMCB Capital Markets are seeking a Head of Architecture for our Global Markets businesses to… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... Clients principally include Fortune 500 and 100 companies with head offices located in North America and Europe, as...America The Vice President - Global Transaction Banking, TD Securities will develop the product strategy and build out… more
- Mizuho Corporate Bank (New York, NY)
- …and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York ... markets conduct and Volcker rule). + Knowledge of financial services operations , finance, liquidity, compliance, conduct, financial crime, technology, credit risk,… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- NatWest Markets (Stamford, CT)
- …duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ ** Head of Regulatory Relations, ... Head of Regulatory Relations, Corporate Governance, and Registrations...interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with foundational knowledge and… more
- Citigroup (New York, NY)
- The NAM Head of CitiService Delivery for Securities ...into the Head of CitiService for the Securities Services in Operations and will be ... execution of Target Operating Model for Citi Service and also partner with Global Head of CitiService to drive strategy for future service strategy. Be able to face… more
- Citigroup (New York, NY)
- …create and deliver the full suite of solutions to our clients . The Trade Sales head will lead a team of Trade Sales Specialists across Corporate, PS and FI clients ... directly into the Corporate, Commercial & Public Sector Sales Head with matrix reporting to the Global Head...impact or influence on company revenues, capital or business operations . Typically, a direct report to an EB role… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (New York, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in the operating model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company data, and create meaningful… more
- MUFG (New York, NY)
- …that support the back-office functions of the broker-dealer, including trading operations , risk management, and regulatory compliance. The successful candidate will ... of applications that support the back-office functions, including trading operations , risk management, and regulatory compliance. + Provide technical guidance… more
- SMBC (New York, NY)
- …of Functions Control Officer with an indirect reporting line into the Americas Division Operations Head of Business Administration. The AD Ops FCO is responsible ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...of benefits to its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change… more
- SMBC (New York, NY)
- …along with enhanced entity scope and controls. This role reports into the Head of Payroll Operations , Americas Region. **Primary Responsibilities** The job ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Citigroup (New York, NY)
- Execution Services represents the markets related businesses within Securities Services and currently comprises Securities Financing (Agency Securities ... The Collateral Management Services Product Lead reports to the Global Product Head of Collateral Management, and will be responsible for strategy, platform, client… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more